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I have an elementary question on modular forms, but which I don't know how to solve.

a) Is there a congruence subgroup $\Gamma \leq \mathrm{SL}_2(\Bbb Z)$, an integer $k \in \Bbb Z$ and a non-constant modular form $f \in M_k(\Gamma)$ such that $f$ has only finitely many non-zero Fourier coefficients $a_n(f)$ ?

b) What about $\{n \geq 0 \mid a_n(f) \neq 0\}$ having zero density?

One can easily have a non-zero modular form $f$ such that $a_n(f) = 0$ for every odd integer $n$. For part a), I think the answer should be no : $f$ is just a trigonometric polynomial and I guess one can come up with some elementary argument, but I don't know exactly how. Part b) is maybe a more subtle question, I would be glad to have any information about it!

I already asked it here, but got no comment nor any reply. Possibly related: Modular forms with prime Fourier coefficients zero.

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  • $\begingroup$ If I'm not mistaken, any modular form gives rise to a degree $2$ L-function. So if you can prove the corresponding L-function has impossible properties, you're done. $\endgroup$ Commented Apr 25, 2021 at 8:23
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    $\begingroup$ For (a), one should exclude $k=0$. If $k \neq 0$, there will be a linear dependence relation between the derivatives $f$, $Df$, $D^2 f$... The function $D^m f$ is a quasi-modular form of weight $k+2m$ and it is known that the algebra generated by quasi-modular forms decomposes as a direct sum according to the weight, which should imply $f=0$. $\endgroup$ Commented Apr 25, 2021 at 8:40

2 Answers 2

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For simplicity, I will assume that $f$ is a cusp form (hence $k\geq 12$ and $k$ is even).

The answer to question (a) is negative. It was proved independently by Rankin (1939) and Selberg (1940) that the Dirichlet series $$\sum_n\frac{|a_n(f)|^2}{n^s}$$ has a simple pole at $s=k$. Hence infinitely many coefficients $a_n(f)$ are nonzero.

Regarding question (b), let me further assume that $f$ is a primitive Hecke eigenform. If $f$ is a CM form, then $a_n(f)\neq 0$ implies that the prime factors of the square-free part of $n$ split in the quadratic number field associated with $f$, so the density of $\{n:a_n(f)\neq 0\}$ is zero. If $f$ is not a CM form, then the density of $\{n:a_n(f)\neq 0\}$ is positive, as proved by Serre (1981).

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  • $\begingroup$ Thanks for your nice answer. I'm not sure about the CM case: do you mean that the set of $n$ such that the prime factors of $n$ split in the quadratic number field associated with $f$ has density 0? Doesn't the set of products $p_{i_1} \cdots p_{i_k}$ (where each $p_j$ splits) have positive density? $\endgroup$
    – Alphonse
    Commented Apr 25, 2021 at 8:45
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    $\begingroup$ @Alphonse: Those products don't have positive density. The number of such integers up to $x$ is asymptotically a constant times $x/\sqrt{\log x}$, as proved by Landau. $\endgroup$
    – GH from MO
    Commented Apr 25, 2021 at 8:47
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    $\begingroup$ Just to clarify: Serre's non-lacunarity result (Théorème 17) applies to all modular forms, not just newforms. $\endgroup$ Commented Apr 25, 2021 at 15:06
  • $\begingroup$ @FrançoisBrunault: Thanks for your valuable comment! $\endgroup$
    – GH from MO
    Commented Apr 25, 2021 at 15:41
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There is a completely elementary way to see that the answer to a) is negative - if $f$ had only finitely many Fourier coefficients, it would extend to an entire function on $\mathbb C$. But for any $\pmatrix{a&b\\c&d}\in\Gamma$ we get $$f\left(\frac{b}{d}\right)=f\left(\frac{a\cdot 0+b}{c\cdot 0+d}\right)=(c\cdot 0+d)^kf(0)=d^kf(0)$$ which means that either $f$ has a dense set on which it is constant (if $k=0$ or $f(0)=0$), and hence $f$ is constant, or $f$ will take arbitrarily high values within interval $(0,1)$, which is impossible.

The same argument, together with simple upper bouds on $a_n(f)$, also gives some, though admittedly bad, lower bounds on how many nonzero coefficients there ought to be - the nonzero coefficients cannot be exponentially sparse. GH from MO's answer gives a much tighter bounds in these regards.

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  • $\begingroup$ Very nice argument for part a). +1. Thanks! $\endgroup$
    – Alphonse
    Commented Apr 25, 2021 at 11:00

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