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I asked this question of MSE, but to no avail; alas, here I am.
Let $k>0$, $C\geq 1$, $\alpha \in (0,1]$, and let $(x_n)_{n\geq 1}$, be a sequence of real numbers given by the recursion $$ x_{n+1} = k |C|^{\alpha} + |x_{n}|^{\alpha} \qquad x_0=0. $$ Is there a simple "non-recursive" expression for $x_{n}$, for $n>0$? At the very worst, is there a tight-upper bound for $x_n$ only depending on $C,k,$ and $\alpha$? I was trying to obtain an upper-bound by the geometric sums $\sum_{i=1}^n{k C}^{\alpha}$ but I'm no longer convinced this is correct.

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  • $\begingroup$ What is the significance of $f$? You don't seem to use it again. $\endgroup$ Commented Dec 6, 2020 at 19:57
  • $\begingroup$ Please include a link to the question on m.se, and include a link there to the question here. $\endgroup$ Commented Dec 6, 2020 at 21:20
  • $\begingroup$ @GerryMyerson I look down the MSE question. When I migrted it here $\endgroup$
    – ABIM
    Commented Dec 7, 2020 at 7:08

1 Answer 1

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It seems extremely unlikely that a simple "non-recursive" expression for $x_n$ is possible. However, let us obtain an exact upper bound on the $x_n$'s.

Let $a:=\alpha\in(0,1]$ and $b:=k|C|^a\in(0,\infty)$. It is clear that $x_n\ge0$ for all $n$. So, $$x_0=0,\quad x_1=b,\tag{1}$$ and $$x_{n+1}=g(x_n)\tag{2}$$ for $n\ge1$, where $g(u):=b+u^a$. To avoid trivialities, assume that $a\ne1$, so that $a\in(0,1)$. Then $h(u):=g(u)-u$ is concave in real $u\ge0$, with $h(0)=b>0$ and $h(\infty-)=-\infty$. So, there is a unique root $u_b\in(0,\infty)$ of the equation $h(u)=0$ and, moreover, $h\ge0$ on the interval $[0,u_b]$, that is, $$g(u)\ge u\quad \forall u\in[0,u_b],\tag{2.5}$$ whereas $$b+u_b^a=g(u_b)=u_b.\tag{2.75}$$ In particular, it follows that $$u_b\ge b.\tag{3}$$

Let us show, by induction on $n\ge0$, that $$x_n\le u_b\tag{4}$$ for all $n\ge0$. Indeed, by (1) and (3), (4) holds for $n=0,1$. Supposing now that (4) holds for some $n\ge1$, we have $$x_{n+1}=g(x_n)\le g(u_b)=u_b,$$ in view of (2) and because the function $g$ is increasing. So, (4) holds for all $n\ge0$.

Now (2), (2.5), and (4) imply $$x_{n+1}=g(x_n)\ge x_n.$$ So, $(x_n)$ is a nondecreasing sequence in $[0,u_b]$. Therefore and in view of (2) and (2.75), $$x_n\uparrow u_b$$ as $n\uparrow\infty$.

Thus, in view of (4), $u_b$ is the best upper bound on the $x_n$'s.


If $a$ is rational, then the unique root $u_b$ of the equation $u_b=g(u_b)$ will be algebraic in $b$. E.g., if $a=1/2$, then $u_b=(1+2 b+\sqrt{1+4 b})/2$.

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