EDIT. Karl Schwede has given a different approach to solve this question, which is very clear. However, I still want to figure out how to deal with this problem along Ein's line, and waiting for the answer about my QUSETION A. B. below.

This is a duplication of a question from MSE.

I am currently reading the notes Lectures on singularities and adjoint linear systems written by Ein and encounter some difficulties as follows, see Prop1.12.

Definition (Rational Singularity). A morphism $f: Y \rightarrow X$ is said to be a rational resolution if $Y$ is smooth and $f$ is a proper and birational morphism such that $R^{i} f_{*} \mathscr{O}_{Y}=0$ for $i>0$.

Proposition. Let $f: Y \rightarrow X$ be a rational resolution and $f^{\prime}: Y^{\prime} \rightarrow X$ be another resolution. Then $f^{\prime}: Y^{\prime} \rightarrow X$ is also a rational resolution.

Proof. We have a birational map $\varphi: Y -\to Y^{\prime}$. Successively blowing up the undefined locus of $\varphi$, we get a variety $Z$ and two proper birational morphisms $g: Z \rightarrow Y$ and $g^{\prime}: Z \rightarrow Y^{\prime}$ such that $h:=f \circ g=f^{\prime} \circ g^{\prime}$. Since $g$ is the composition of blowing-ups. Then $R^{q} g_{*}\left(\mathscr{O}_{Z}\right)=0$ for $q>0$. Apply the Leray spectral sequence $$ E_{2}^{p, q}=R^{p} f_{*}\left(R^{q} g_{*}(\mathscr{F})\right) \Rightarrow R^{p+q}(f \circ g)_{*}(\mathscr{F}) . $$ It follows that $R^{i} h_{*} \mathscr{O}_{Z}=0$ for $i>0$. Apply the Leray spectral sequence to $f^{\prime} \circ g^{\prime}$. It is easy to see that $R^{1} f_{*}^{\prime} \mathscr{O}_{Y^\prime}=0$. In fact, it fits in the following exact sequence $$ 0 \rightarrow R^{1} f_{*}^{\prime} \mathscr{O}_{Y^\prime} \rightarrow R^{1} h_{*} \mathscr{O}_{Z} \rightarrow f_{*}^{\prime} R^{1} g^{\prime} \mathscr{O}_{Z} $$ Since $Y^{\prime}$ is smooth hence $Y^{\prime}$ has a rational resolution. Now $Z$ is another resolution of $Y^{\prime}$. By the above argument, we can conclude that $R^{1} g_{*}^{\prime} \mathscr{O}_{Z}=0$. Apply the Leray spectral sequence to $p+q=2$. We see that $R^{2} f_{*}^{\prime} \mathscr{O}_{Y^\prime}=0$. Hence $R^{2} g_{*}^{\prime} \mathscr{O}_{Z}=0$. By induction, we conclude that $R^{p} f_{*}^{\prime} \mathscr{O}_{Y^\prime}=0$ for $p>0$.

Here is my question:

QUESTION A. Suppose we know that $R^{1} f_{*}^{\prime} \mathscr{O}_{Y^\prime}=0$ and $R^{1} g_{*}^{\prime} \mathscr{O}_{Z}=0,$ how to deduce $R^{2} g_{*}^{\prime} \mathscr{O}_{Z}=0$ by applying the Leray spectral sequence as Ein said rather than using the five-term sequence, that is $$ 0 \rightarrow R^{1} f_{*}^{\prime} \mathscr{O}_{Y^\prime} \rightarrow R^{1} h_{*} \mathscr{O}_{Z} \rightarrow f_{*}^{\prime} R^{1} g_*^{\prime} \mathscr{O}_{Z}\rightarrow R^{2} f_{*}^{\prime} \mathscr{O}_{Y^\prime}\rightarrow R^{2} h_{*} \mathscr{O}_{Z}? $$

We can say $R^{2} f_{*}^{\prime} \mathscr{O}_{Z}=0$ since its prior one and posterior one both vanish.

I wonder how to use Leray spectral sequence at $p+q=2$, since now, we have $$0=R^{2} h_{*} \mathscr{O}_{Z}=R^{2} f_{*}^{\prime} \mathscr{O}_{Y^\prime}\oplus R^{1} f_{*}^{\prime}(R^1 g_{*}^{\prime} \mathscr{O}_{Z})\oplus R^{2} g_{*}^{\prime} \mathscr{O}_{Z}$$ with the middle term vanishing, but we cannot say anything about the vanishing of $R^{2} f_{*}^{\prime} \mathscr{O}_{Y^\prime}$ or $R^{2} g_{*}^{\prime} \mathscr{O}_{Z}$.

QUESTION B. How to do the induction if we cannot use the five-term sequence for larger $p$, $q$?

  • $\begingroup$ It seems a lot easier to use the whole derived pushforward (as a complex, not just the cohomology sheaves), so that if $\pi$ is a resolution and $\sigma$ is a smooth blow up, then $R(\pi\sigma)_*(\mathcal{O}) = R\pi_* R\sigma_*(\mathcal{O}) = R\pi_*(\mathcal{O})$. Using Weak factorization (in char. 0) this implies that the complex $R\pi_*(\mathcal{O})$ on a given singular variety $X$ is independent of the choice of the resolution $\pi$. $\endgroup$ Commented Sep 12, 2022 at 20:31

1 Answer 1


This is not exactly what is asked for, rather it is a different proof of the fact in question.

I assume you are working in characteristic zero with varieties. I'm also going to assume you want $X$ to be normal (for simplicity, your rational resolutions will all factor through the normalization). The proof in other characteristics is hard I think (see relevant papers by Kovács and A. Chatzistamatiou and K. Rülling). The way I prefer to see this is via Grothendieck duality and also utilizing Grauert–Riemenschneider vanishing. If you want to work with Q-Schemes with dualizing complexes, everything below works by the version of Grauert–Riemenschneider vanishing by Murayama (but let's stick with varieties).

Ok, if $X$ has a rational resolution $f : Y \to X$, then your hypothesis means that $$ O_X \to R f_* O_Y $$ is an isomorphism in the derived category. In particular, by Grothendieck duality, you have that $$ R f_* \omega_Y^{\bullet} \to \omega_X^{\bullet} $$ is an isomorphism in the derived category as well. But $Y$ is smooth and so Cohen-Macaulay, and in particular $\omega_Y^{\bullet} = \omega_Y[d]$ (ie, it's a shifted sheaf). Furthermore by Grauert–Riemenschneider vanishing we have that $R\pi_* \omega_Y[d] = \pi_* \omega_Y[d]$ is a sheaf. Thus $\omega_X^{\bullet}$ is a sheaf too and $X$ is Cohen–Macaulay. In particular, we now have that

  1. $X$ is Cohen-Macaulay.
  2. $\pi_* \omega_Y = \omega_X$.

Ok, now if $f' : Y' \to X$ is another resolution, we can find $Y''$ birationally mapping to both $Y$ and $Y'$. Furthermore we may assume $Y'$ a smooth variety (you can resolve indeterminacies and then resolve the singularities, or take the product $Y \times_X Y'$, take the irreducible component dominating $X$ and resolve that).

In particular, since we need to show that $O_X \to R \pi_* O_{Y'}$ is a quasi-isomorphism, by Grothendieck duality it suffices to show that $g_* \omega_{Y'} = \omega_X$. To do this, it suffices to show that both $\pi_* \omega_{Y''} = \omega_{Y}$ and $\nu_* \omega_{Y''} = \omega_{Y'}$ (where $\pi$ and $\nu$ are the relevant maps) since then $f_* \pi_* \omega_{Y''} = \omega_X$ and chasing the diagram the other way we get $g_* \omega_{Y'} = g_* \nu_* \omega_{Y''} = \omega_X$.

Ok, so in particular we need to show that any resolution of a smooth variety is a rational resolution. But to do that, it is a computation (that I can show some details if you want) that $\pi_* \omega_{Y''} = \pi_* \pi^* \omega_Y \otimes O_Y(D)$ where $D$ is an effective divisor. Ie, the relative canonical over a smooth variety is effective (you might have seen this in other places in notes of Ein). It follows now that $\pi_* \omega_{Y''} = \omega_Y$ which is what we wanted to show.

  • 1
    $\begingroup$ Thanks! Yes, it looks right. $\endgroup$ Commented Sep 12, 2022 at 1:36

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