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Jeanne Scott
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Young-Fibonacci version of Nekrasov-Okounkov

This question addresses a hierarchy of linear recurrences which arise from an attempt to generalize the Nekrasov-Okounkov formula to the Young-Fibonacci setting. A related posting

extensions of the Nekrasov-Okounkov formula

asks how one might try to extend the Nekrasov-Okounkov formula by replacing the Plancherel measure on the Young lattice $\Bbb{Y}$ with another ergodic, central measure. In this discussion, I want to instead replace the Young lattice $\Bbb{Y}$ by the Young-Fibonacci lattice $\Bbb{YF}$ which comes equipped with its own Plancherel measure in virtue of being a $1$-differential poset. Allow me to briefly review some basics of the Young-Fibonacci lattice before I state the putative $\Bbb{YF}$-version of the Nekrasov-Okounkov partition function.

Young-Fibonacci Preliminaries: Recall that a fibonacci word $u$ is a word formed out of the alphabet $\{1,2\}$. As a set $\Bbb{YF}$ is the collection of a (finite) fibonacci words and $\Bbb{YF}_n$ will denote the set of fibonacci words $u \in \Bbb{YF}$ of length $|u|=n$ where $|u|:= a_1 + \cdots + a_k$ and where $u=a_k \cdots a_1$ is the parsing of $u$ into its digits $a_1, \dots, a_k \in \{1,2 \}$. The adjective Fibonacci reflects the fact that the cardinality of $\Bbb{YF}_n$ is the $n$-th Fibonacci number. I will skip defining the poset structure on $\Bbb{YF}$ and instead I point the readers to the Wikipedia page https://en.wikipedia.org/wiki/Young–Fibonacci_lattice. Suffice it to say that when endowed with an appropriate partial order $\unlhd$ the set $\Bbb{YF}$ becomes a ranked, modular (but not distributive), $1$-differential lattice. R. Stanley's $1$-differential property (see https://en.wikipedia.org/wiki/Differential_poset) is key here because it implies that the function $\mu_\mathrm{P}: \Bbb{YF} \longrightarrow \Bbb{R}_{>0}$ defined by

\begin{equation} \begin{array}{ll} \mu_\mathrm{P}(u) &\displaystyle := \ { \dim^2(u) \over {|u|!}} \quad \text{where} \\ \dim(u) &\displaystyle := \ \# \left\{ \begin{array}{l} \text{all saturated chains $(u_0 \lhd \cdots \lhd u_n)$ in $\Bbb{YF}$} \\ \text{starting with $u_0 = \emptyset$ and ending at $u_n =u$} \end{array} \right\} \end{array} \end{equation}

restricts to a positive probability distribution $\mu^{(n)}_\mathrm{P}$ on $\Bbb{YF}_n$ for each $n \geq 0$. In fact $\mu_\mathrm{P}$ satisfies a stronger property known as coherence: The ratios

\begin{equation} \tilde{\mu}_\mathrm{P}(u \lhd v) \ := \ {\mu_\mathrm{P}(v) \over {\mu_\mathrm{P}(u)}} \end{equation}

restrict to a probability distribution $\tilde{\mu}_{\mathrm{P},u}$ on the set of covering relations $u \lhd v$ (i.e. edges in the Hasse diagram of $\Bbb{YF}$) for any fixed $u \in \Bbb{YF}_n$. We refer to $\mu^{(n)}_\mathrm{P}$ as the Plancherel measure for $\Bbb{YF}_n$. If $S:\Bbb{YF} \longrightarrow \Bbb{R}_{\geq 0}$ is some statistic let $\langle S \rangle_n$ denote its expectation value with respect to the Plancherel measure, i.e.

\begin{equation} \langle S \rangle_n \ := \ \sum_{|u|=n} \, {\dim^2(u) \over {n!}} \, S(u) \end{equation}

We may visualize a fibonacci word $u \in \Bbb{YF}$ using a profile of boxes akin to the way one depicts a partition by its Young diagram. The following example with $u = 12112211$ should illustrate the concept of a Young-Fibonacci diagram clearly. For emphasis each digit of the fibonacci word $u$ is written directly underneath the corresponding column of boxes:

\begin{equation} \begin{array}{cccccccc} & \Box & & & \Box & \Box & & \\ \Box & \Box & \Box & \Box & \Box & \Box & \Box & \Box \\ 1 & 2 & 1 & 1 & 2 & 2 & 1 & 1 \end{array} \end{equation}

A Fibonacci word $u$ will be synonymous with its Young-Fibonacci diagram and $\Box \in u$ will indicate membership of a box. The hook length $\mathrm{h}(\Box)$ of a box $\Box \in u$ is defined to be $1$ whenever it is in the top row; otherwise $\mathrm{h}(\Box)$ equals $1$ plus the total number of boxes directly above it and to its right. For example the hook lengths of the boxes of $u = 12112211$ are indicated in the tableaux below:

\begin{equation} \begin{array}{cccccccc} & \boxed{1 \ \ } & & & \boxed{1 \ \ } & \boxed{1 \ \ } & & \\ \boxed{11} & \boxed{10} & \boxed{8 \ \ } & \boxed{7 \ \ } & \boxed{6 \ \ } & \boxed{4 \ \ } & \boxed{2 \ \ } & \boxed{1 \ \ } \end{array} \end{equation}

These graphical conventions allows us to reformulate the value of $\mu_\mathrm{P}(u)$ in terms of (the squares of) the hook-lenghts of $u \in \Bbb{Y}$, i.e.

\begin{equation} \mu_\mathrm{P}(u) \ = \ \prod_{\Box \, \in \, u} \, {|u|! \over {\mathrm{h}^2(\Box)} } \end{equation}

This is a non-trivial observation made by R. Stanley in the course of his work examining differential posets.

The $\Bbb{YF}$-version of the Nekrasov-Okounkov partition function: For a fibonacci words $u \in \Bbb{YF}$ define a $t$-statistic $H_t(u) := \prod_{\Box \, \in \, u} \, \big(\mathrm{h}^2(\Box) - t \big)$ and the $\Bbb{YF}$-Nekrasov-Okounkov partition function as

\begin{equation} \begin{array}{ll} F(z;t) &\displaystyle = \ \sum_{n \geq 0} {z^n \over {n!}} \, \langle H_t \rangle_n \\ &\displaystyle = \ \sum_{n \geq 0} {z^n \over {n!}} \, \sum_{|u|=n} \, {\dim^2(u) \over {n!}} \, H_t(u) \end{array} \end{equation}

Given a fibonacci word $u$ let $E_k(u)$ be the elementary symmetric polynomial in the square hook lengths $\mathrm{h}^2(\Box)$ for $\Box \in u$ with the conventions that $E_k(u) = 0$ whenever $k > |u|$ and that $E_0(u) = 1$ for all $u \in \Bbb{YF}$. Following a hint from Stanley's notes "Partition Statistics with Respect to Plancherel Measure" (http://www-math.mit.edu/~rstan/transparencies/plancherel.ps) we will try to compute $F(z;t)$ by working out a recursion for the expectation values $\langle E_k \rangle_n$. It will be convenient to make a change of variable $z \mapsto -z$ and consider $F^\vee(z;t) := F(-z;t)$ instead; the effect of this sign-change is to replace the statistic $H_t(u)$ by $H^\vee_t(u) := \prod_{\Box \, \in \, u} \, \big(t -\mathrm{h}^2(\Box) \big)$ in the definition of the partition function. After expanding into elementary symmetric polynomials $E_k$ we get

\begin{equation} \begin{array}{ll} \displaystyle H^\vee_t(u) &\displaystyle = \ \sum_{k=0}^{|u|} \, (-1)^k \, E_{n-k}(u) \, t^{|u|-k} \\ \\ &\text{--- and so ---} \\ \\ \displaystyle F^\vee(z;t) &\displaystyle = \ \sum_{n \geq 0} \, {z^n \over {n!}} \, \langle H^\vee_t \rangle_n \\ &\displaystyle = \ \sum_{n \geq 0} \, {z^n \over {n!}} \, \sum_{k=0}^n \, (-1)^k \, \langle E_k \rangle_n \, t^{n-k} \\ &\displaystyle = \ \sum_{k \geq 0} \, (-z)^k \, \underbrace{\sum_{n \geq 0} \, (zt)^n \, {\langle E_k \rangle_n \over {n!}}}_{\text{$= \, F^\vee_k(zt)$ see below}} \end{array} \end{equation}

Evaluating expectation values: Fibonacci words $u \in \Bbb{YF}_n$ with $n \geq 2$ can be separated into two disjoint groups: Those of the form $u=1v$ for $v \in \Bbb{YF}_{n-1}$ and those of the form $u=2v$ for $v \in \Bbb{YF}_{n-2}$. Depending on whether the prefix of $u$ is $1$ or $2$ we can write down a recursive formula for the value of $E_k(u) := E_k \big( \mathrm{h}^2(\Box) \big)_{\Box \, \in \, u}$ by analyzing the hook length(s) of the box(es) in the left-most column, specifically:

\begin{equation} \begin{array}{lll} E_k(1v) &= E_k(v) + n^2E_{k-1}(v) &\text{if} \ |v| = n-1 \\ E_k(2v) &= E_k(v) + (n^2+1)E_{k-1}(v) + n^2E_{k-2}(v) &\text{if} \ |v| = n-2 \end{array} \end{equation}

Using the observation that $\dim(1v) = \dim(v)$ and $\dim(2v) = (|v| + 1)^2 \dim(v)$ we may conclude

\begin{equation} \langle E_k \rangle_n = \left\{ \begin{array}{l} \displaystyle {1 \over n} \langle E_k \rangle_{n-1} \ + \ {n-1 \over n} \langle E_k \rangle_{n-2} \\ \\ \displaystyle + \ n \langle E_{k-1} \rangle_{n-1} \ + \ {(n-1)(n^2+1) \over n} \langle E_{k-1} \rangle_{n-2} \ + \ n(n-1) \langle E_{k-2} \rangle_{n-2} \end{array} \right. \end{equation}

If we set $\sigma_k(n) := {1 \over {n!}} \, \langle E_k \rangle_n$ then the above recursion can be rewritten as:

\begin{equation} (\dagger) \ \ \left\{ \begin{array}{l} \displaystyle n^2\sigma_k(n) \ = \ \underbrace{\sigma_k(n-1) \ + \ \sigma_k(n-2)}_{\text{homogeneous part}} \ + \ \gamma_k(n) \quad \text{where} \\ \\ \displaystyle \gamma_{<k}(n) \ = \ \underbrace{n^2\sigma_{k-1}(n-1) \ + \ (n^2 +1)\sigma_{k-1}(n-2) \ + \ n^2\sigma_{k-2}(n-2)}_{\text{inductive heap of inhomogeneous junk}} \end{array} \right. \end{equation}

all of which can be converted, using the usual yoga of generating functions, into the following second order inhomogeneous ODE for $F^\vee_k(x) := \sum_{n \geq 0} \sigma_k(n) x^n$.

\begin{equation} (\dagger \dagger) \ \ \left\{ \begin{array}{c} \displaystyle x^2 \, {d^2 \over {dx^2}} \, F^\vee_k(x) \ + \ x \, {d \over {dx}} \, F^\vee_k(x) \ + \ \big(x^2 + x \big) \, F^\vee_k(x) \\ \displaystyle \ = \ \\ \displaystyle G_{<k}(x) \ + \ \big( \sigma_k(1) - \sigma_k(0) \big)x \end{array} \right. \end{equation}

where the generating function $G_{<k}(x) = \sum_{n \geq 2} \, \gamma_k(n) x^n$ will have been evaluated earlier by induction on $k \geq 0$. The homogeneous ODE has two nice independent solutions $Y_1(x) = e^x$ and $Y_2(x)= e^x \int x^{-1} e^{-2x} dx$ whose Wronskian is just $W={x^{-1}}$. One starts the inductive engine beginning with $F^\vee_0(x) = e^x$. For $k=1$ clearly $\sigma_1(1)=1$ and $\sigma_1(0)=0$ while

\begin{equation} \begin{array}{ll} \displaystyle G_{<1}(x) &\displaystyle = \ \sum_{n \geq 2} \, \big( 1 + 2n^2 \big) x^n \\ &\displaystyle = {x^2 \over {1-x}} \ + \ 2x \, \Bigg( {1+x \over {(1-x)^3}} \, - \, 1 \Bigg) \end{array} \end{equation}

so the ODE for $F^\vee_1(x)$ becomes

\begin{equation} \begin{array}{c} \displaystyle x^2 \, {d^2 \over {dx^2}} \, F^\vee_1(x) \ + \ x \, {d \over {dx}} \, F^\vee_1(x) \ + \ \big(x^2 + x \big) \, F^\vee_1(x) \\ \displaystyle = \\ \displaystyle x \ + \ G_{<1}(x) \end{array} \end{equation}

By variation of parameters, a particular inhomogeneous solution is

\begin{equation} \begin{array}{rl} \displaystyle Y_\mathrm{particular}(x) &\displaystyle = \ V_1(x) \cdot Y_1(x) \ + \ V_2(x) \cdot Y_2(x) \\ \displaystyle V_1(x) &\displaystyle = \ -\int x \, Y_2(x) \, \Big(x + G_{<1}(x) \Big) \, dx \\ \displaystyle V_2(x) &\displaystyle = \ \ \ \ \ \int x \, Y_1(x) \, \Big(x + G_{<1}(x) \Big) \, dx \end{array} \end{equation}

After solving $F^\vee_1(x)$ we repeat the process for $k \geq 1$. At each stage we solve by variation of parameters, using the two homogeneous solutions $Y_1(x)$ and $Y_2(x)$, the $(\dagger \dagger)$-ODE whose inhomogeneous term is itself computed from the data obtained in the previous layer of computation.

Question. Does anyone know how to solve the $(\dagger)$-hierarchy of linear recurrences or, equivalently, solve the $(\dagger \dagger)$-hierarchy of 2nd order inhomogeneous ODEs? Have either of these hierarchies been previously studied?

thanks, ines.

Jeanne Scott
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