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Ilhee Kim
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Some definitions first. For a tree $T$ and $u,v \in V(T)$, $dist_T(u,v)$ is the length of the (unique) path from $u$ to $v$ in $T$. $T \setminus u$ denotes the forest obtained from $T$ by deleting the vertex $u$ (deleting all the edges incident to $u$ as well). $T \setminus uv$ denotes the forest obtained from $T$ by deleting the edge $uv$ (not deleting the vertices $u$ and $v$). For each $v \in V(T)$, $d_T(v) := \max_{u \in V(T) \setminus \{v\}} dist_T(u,v)$. We say $v \in V(T)$ is a center of $T$ if $d_T(v)$ attains its minimum over all vertices. The following are some easy facts about centers in a tree.

  1. There are at most 2 centers in a tree.

  2. If there are 2 centers $u$ and $v$, then $uv \in E(T)$. Moreover, every path of length $d_T(u)$ from $u$ passes $v$ and vise versa.

Now, here is our strategy. We are going to look at a minimal tree $T$ in the poset AFT. And we will choose special leaves $l_1$ and $l_2$ by certain methods, and use the fact that both $T \setminus l_1$ and $T \setminus l_2$ are not in AFT. From this, we will prove various properties of $T$. For instance, we will prove that $T$ must have two centers, and $T \setminus l_1$ must have exactly one center, and $T \setminus l_2$ must have two centers, etc. Eventually we will prove that $T$ must be isomorphic to $E_7$.

We first introduce the method of choosing a special leaf. Let $T$ be a tree with $|V(T)| \geq 2$, and let $u$ be a vertex in $T$. We are going to pick a leaf with respect to $u$ and $T$ as follows.

Consider all neighbors of $u$. Each one is in its own component $C_1,\cdots,C_k$ of $T \setminus u$. Among those components, we take one with the least number of vertices. (If there are more than one smallest components, just pick any one of those.) Let $C_1$ be the component we chose and let $w$ be the neighbor of $u$ in $C_1$. Now, look at all children of $w$ (the neighbors of $w$ except $u$). If there are no children of $w$, then we take $w$ as our special leaf. Otherwise we consider components $D_1,\cdots,D_m$ of $C_1 \setminus w$ and again, we pick the smallest component, and we move one step ahead. By this algorithm, we will end up with a leaf and we will take that leaf as our special leaf with respect to $u$ and $T$.

Theorem 1. Let $T$ be a minimal tree in the poset AFT. Then $T$ has exactly two centers.

Proof. For the sake of contradiction, suppose $T$ has a unique center $u$. Let $l_1$ be the special leaf with respect to $u$ and $T$ as described above.

Now, consider the tree $T' = T \setminus l_1$. In $T'$, $u$ is still a center because $d_{T'}(v)$ is either $d_{T}(v)$ or $d_{T}(v) - 1$ for every $v \in V(T) \setminus l_1$, and $d_T(u)$ used to be the unique minimum in $T$. (But there might be another center of $T'$.)

  1. There is another center of $T'$.

Suppose $u$ is the unique center of $T'$. Let $\phi$ be a non-trivial automorphism in $T'$. Let $p(l_1)$ be the parent (the unique neighbor) of $l_1$ in $T$. Notice that $\phi$ does not fix $p(l_1)$ because otherwise we can extend $\phi$ to $T$ by assigning $\phi(l_1) = l_1$. On the other hand, $\phi$ fixes $u$ since it is the unique center of $T'$. Let $P$ be the path from $u$ to $p(l_1)$ in $T'$. Then, it is clear that $\phi$ fixes a sub-path $P'$ of $P$ containing $u$, and $\phi$ does not fix the other part of the path containing $p(l_1)$. Let $u'$ be the last vertex of $P'$. ($u'$ might be equal to $u$.) Then, $T' \setminus u'$ has (at least) two components which are isomorphic. And one of them must contain $p(l_1)$ since otherwise we can extend $\phi$ to $T$. Let $C_1$ and $C_2$ be those isomorphic components in $T' \setminus u'$ and say $p(l_1) \in C_1$. In particular $|C_1| = |C_2|$. But in $T$, $C_1 \cup l_1$ and $C_2$ are two components of $T \setminus u'$ and $|C_1 \cup l_1| > |C_2|$. This is a contradiction to our choice of $l_1$. This proves (1).

Let $v$ be the other center of $T'$. $u$ used to be the unique center of $T$, but now $u$ and $v$ are two centers in $T \setminus l_1$. Therefore it must be the case that $$d_{T'}(u) = d_T(u) = d_{T'}(v) = d_T(v) - 1$$

  1. $l_1$ is not a neighbor of $u$.

Suppose $l_1$ is a child of $u$. Then, $d_{T'}(v) = d_T(v) - 1 = dist_T(v, l_1) - 1 = 1$. Therefore $T'$ has exactly two vertices $u$ and $v$. This is a contradiction to the fact that $T$ is in AFT. This proves (2).

  1. $v$ is not in the component $C_1 \setminus l_1$ of $T' \setminus u$.

The path from $v$ to $l_1$ is the unique path of length $d_T(v)$ starting from $v$ in $T$. In particular, the path from $v$ to $p(l_1)$ is a path of length $d_T(v)-1 = d_{T'}(v)$. Recall that $u$ and $v$ are adjacent. Therefore if $v$ is in $C_1 \setminus l_1$, then the path from $v$ to $p(l_1)$ does not pass $u$. A contradiction. This proves (3).

  1. $p(l_1)$ is a leaf in $T'$.

Suppose $p(l_1)$ has a child $w$ other than $l_1$ in $T$. Then, the path from $v$ to $w$ in $T'$ has length $d_{T'}(v)+1$ and this contradicts the definition of $d_{T'}$. This proves (4).

  1. $\phi$ switches $u$ and $v$.

Notice that either $\phi$ fixes $u$ and $v$ or switches them since they are centers. But if $\phi$ fixes $u$, then by the same argument as in (1), we get a contradiction to our choice of $l_1$. This proves (5).

Let $T_u$ and $T_v$ be the two components of $T' \setminus uv$. ($T_u$ contains $u$ and $T_v$ contains $v$.) Since $\phi$ switches $u$ and $v$, $T_u$ and $T_v$ must be isomorphic. Note that $\phi$ does not fix any vertex. Recall that $p(l_1)$ is a leaf in $T_u$ from (4). Therefore $\phi(p(l_1))$ is also a leaf in $T_v$. Clearly it is a leaf in $T$ as well. Let $l_2 = \phi(p(l_1))$. (It is easy to see that this $l_2$ is actually the special leaf with respect to $v$ and $T$.)

We now consider $T'' = T \setminus l_2$.

  1. $u$ is still a center of $T''$, but $v$ is not.

$u$ is still a center of $T''$ as it was in $T'$. But, $v$ is not a center of $T''$ since $d_{T''}(v) = dist_{T''}(v,l_1) = d_{T}(v) > d_{T}(u) \geq d_{T''}(u)$. This proves (6).

Again, there might be another center of $T''$. And if there is one, then it must be in $T_u$ since $v$ is not a center of $T''$.

Now consider a non-trivial automorphism $\phi'$ of $T''$.

  1. $\phi'$ does not fix $v$.

For the sake of contradiction, suppose $\phi'$ fixes $v$. Then $u$ is fixed as well because $u$ is the unique center among the neighbors of $v$ (although $u$ might not be the unique center of $T''$.) By the similar argument as before, the parent of $l_2$ is not fixed by $\phi'$ and this yields a contradiction to the fact that $l_2$ is a special leaf with respect to $v$. This proves (7).

Clearly, $\phi'(v)$ is in $T_u$ since it is adjacent to a center of $T''$ and not equal to $v$. Then, there must be some component $C$ of $T'' \setminus u$ either isomorphic to $T_v \setminus l_2$ or contains it. In any case, $C$ has size at least $|T_v \setminus l_2|$. Let $n = |T_v|$.

  1. $|C| = n$ or $n-1$.

$|C| \geq n-1$ since $\phi'(V(T_v) \setminus l_2) \subseteq C$. Recall that $|T_u| = |T_v|$ and $C$ is a subset of $V(T_u) \cup \{l_1\} \setminus \{u\}$. Therefore $|C| \leq |V(T_u) \cup \{l_1\} \setminus \{u\}| = n + 1 - 1 = n$. This proves (8).

  1. The degree of $u$ is 2. In particular, $T''\setminus u$ consists of two isomorphic components, namely $C$ and $T_v \setminus l_2$.

Note that the union of all components of $T''\setminus u$ other than $T_v\setminus l_2$ has size $|V(T_u) \cup \{l_1\} \setminus \{u\}| = n$. Therefore if there is another component of $T'' \setminus u$ other than $C$ and $T_v\setminus l_2$, then it must be a single vertex. Therefore $u$ has degree either 2 or 3. If $u$ has degree 3, then it has a neighbor who has degree 1. Then this leaf must have been our choice $l_1$. But by (2), this is impossible. Therefore $u$ has exactly two neighbors. This proves (9).

Suppose there are some vertices of degree at least 3 in $C$. Now let $x$ be the shortest distance from $u$ to a vertex of degree at least 3 in $C$. And let $y$ be the shortest distance from $v$ to a vertex of degree at least 3 in $T_v$. Since $T_u$ and $T_v$ are isomorphic, $x = y$.

On the other hand, the shortest distance from $u$ to a vertex of degree at least 3 in $T_v$ is $y + 1$. Since $T_v \setminus l_2$ is isomorphic to $C$, the shortest distance from $u$ to a vertex of degree at least 3 in $C$ is $y+1$. Therefore $x = y+1$ and this is a contradiction.

Therefore no vertex has degree at least 3 in $C$. And this implies that $T$ is a path. And this is a contradiction to the fact that $T$ is in AFT. This proves Theorem 1.

Theorem 2. Let $T$ be a minimal tree in the poset AFT. Then $T$ is isomorphic to $E_7$

Proof. From Theorem 1, $T$ has two centers $u$ and $v$. Let $T_u$ and $T_v$ be the two sub-trees in $T \setminus uv$. ($T_u$ contains $u$ and $T_v$ contains $v$.)

Let $l_1$ be the special leaf with respect to $u$ and $T_u$ and let $l_2$ be the special leaf with respect to $v$ and $T_v$. Let $x$ be the shortest distance from $u$ to a vertex of degree at least 3 in $T_u$. (If there aren't any vertices of degree 3 in $T_u$, then $T_u$ is a path, and set this number $x$ as the length of the path.) Similarly, let $y$ be the shortest distance from $v$ to a vertex of degree at least 3 in $T_v$.

Without loss of generality, we may assume $|T_u| \leq |T_v|$. And further we may assume if $|T_u| = |T_v|$ then $x \leq y$ by switching $u$ and $v$ if necessary.

We first look at $T' = T \setminus l_2$.

  1. $u$ and $v$ are still two centers of $T'$.

Note that every path of length $d_T(v)$ starting from $v$ passes $u$ in $T$. Therefore this path still exists in $T'$ since $l_2 \in T_v$. Therefore $d_{T'}(v) = d_T(v)$. This means that $u$ is still a center of $T'$.

Suppose $u$ is the unique center of $T'$. Let $\phi$ be a non-trivial automorphism of $T'$. Then, $\phi$ does not fix $v$ since otherwise we get a contradiction to our choice of $l_2$.

Then the component $T_v \setminus l_2$ of $T' \setminus u$ is isomorphic to some other component $C$ of $T' \setminus u$. Note that $$|C| = |T_v \setminus l_2| = |T_v| - 1$$ Since $C$ is a subset of $V(T_u) \setminus \{u\}$, $$|T_u| \geq |C| + 1 = |T_v|$$ Therefore $|T_u| = |T_v|$. And $T' \setminus u$ has exactly two components, namely $C$ and $T_v \setminus l_2$. We may assume there is a vertex of degree at least 3 in $T_v \setminus l_2$, since otherwise $T$ is a path. But then, $x \geq y+1$ and this is a contradiction to our assumption ($x \leq y$ if $|T_u| = |T_v|$). Therefore $u$ is not the unique center of $T'$. This means that $d_{T'}(u) = d_T(u)$ and $v$ is still a center as well. This proves (1).

  1. $\phi$ switches $u$ and $v$. And $|T_u| = |T_v| -1$.

Again, if $\phi$ fixes $v$, then $\phi$ fixes $u$ as well and we get a contradiction to our choice of $l_2$. Since $\phi$ switches $u$ and $v$, $T_u$ and $T_v \setminus l_2$ are isomorphic. In particular, $|T_u| = |T_v| - 1$. This proves (2).

Now we consider $T'' = T \setminus l_1$. Let $\phi'$ be a non-trivial automorphism of $T''$.

  1. $\phi'$ does not fix $u$. And $v$ is the unique center of $T''$.

Again, every path of length $d_T(u)$ starting from $u$ passes $v$ in $T$. Therefore this path still exists in $T''$ since $l_1 \in T_u$. Therefore $d_{T'}(u) = d_T(u)$. This means that $v$ is still a center of $T''$.

Note that either $d_{T'}(v) = d_T(v)-1$ or $d_{T'}(v) = d_T(v)$. In the former case, $v$ is the unique center of $T''$, and in the latter case, $u$ and $v$ are again two centers of $T''$. Therefore if there is another center, then it must be $u$.

Suppose $\phi'$ fixes $u$. Then, again $v$ is fixed as well and we get a contradiction to the choice of $l_1$. Therefore $\phi'$ does not fix $u$.

For the sake of contradiction, suppose $u$ is another center of $T''$. Since $\phi'$ does not fix $u$, it switches $u$ and $v$. Then, $T_u \setminus l_1$ is isomorphic to $T_v$, but $|T_u \setminus l_1| = |T_u| - 1 = |T_v| - 2 \neq |T_v|$. A contradiction. This proves (3).

Since $v$ is the unique center of $T''$ and $\phi'$ does not fix $u$, the component $T_u \setminus l_1$ of $T'' \setminus v$ is isomorphic to another component $C$ of $T'' \setminus v$.

Note that the union of all components of $T''\setminus v$ other than $T_u \setminus l_1$ is exactly $T_v \setminus v$. And $C$ has size $|T_u| - 1 = |T_v| - 2$. This means that there are exactly three components of $T''\setminus v$, namely $T_u \setminus l_1$, $C$, and the third one with a single vertex. Therefore $v$ has a neighbor of degree 1, and this must have been our choice $l_2$.

Now suppose there is a vertex of degree at least 3 in $T_u$. Then there is one in $T_v$ as well. And by the usual argument, $x=y$ and $x+1 = y$ at the same time. A contradiction. Therefore $T_u$ must be a path of length $|T_u|$ and $T_v$ must be a path of length $|T_v| = |T_u| + 1$.

Then, $T$ is a tree with a unique vertex of degree 3, namely $v$, and $T \setminus v$ has three components. One of them is a single vertex, namely $l_2$, and the other two components are paths of length $k$ and $k+1$.

For every $k > 2$, $T$ is not minimal since deleting $l_1$ from $T$ yields a smaller tree $T''$ in AFT. Therefore $k$ must be 2. This proves that $T$ must be isomorphic to $E_7$.

I discussed this problem with Ringi Kim and Paul Seymour.

Ilhee Kim
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