I'm hoping the answer to this is well-known.

Let $X$ be an ordered set (i.e. poset). An inflationary operator $f$ on $X$ is a function $f: X \to X$, not necessarily order-preserving, such that $f(x) \geq x$ for all $x \in X$. I'm interested in the following result:

Theorem Let $X$ be an ordered set in which every chain has an upper bound. Then every inflationary operator on $X$ has a fixed point.

My questions:

Can this theorem be proved without the axiom of choice? Does it imply the axiom of choice? Or is it equivalent to some weak form of choice?

Here I use the words "without", "imply" and "equivalent" in the usual way, i.e. I'm taking as given that we're allowed to use other standard set-theoretic axioms, such as ETCS without choice or ZF.


This fixed point theorem is "equivalent" to Zorn's lemma in the standard informal sense that either one can be easily deduced from the other. Indeed, the theorem follows from Zorn because a maximal element is a fixed point for any inflationary operator. Conversely, the theorem implies Zorn: define an inflationary operator $f$ by taking $f(x) = x$ whenever $x$ is maximal and choosing some $f(x) > x$ otherwise.

That's fine — but since both my proof of the theorem and my proof of Zorn from the theorem involve the axiom of choice, it doesn't help to answer my questions above.

The fixed point theorem is very close to some results that don't require choice. For instance, the Bourbaki-Witt fixed point theorem states that on an ordered set where every chain has a least upper bound, every inflationary operator has a fixed point. That can be proved without choice. You can even weaken the hypothesis to state that every chain has a specified upper bound (i.e. there exists a function assigning an upper bound to each chain), and you still don't need choice. But neither of these results is as strong as the theorem above, at least superficially.

  • 1
    $\begingroup$ This theorem goes under the name Bourbaki-Witt, in case you wonder. $\endgroup$ – Andrej Bauer Dec 24 '18 at 9:53
  • $\begingroup$ I thought Bourbaki-Witt was the same theorem but under the stronger hypothesis that every chain has a least upper bound. (See the last paragraph of the question.) So, BW is a weaker theorem. I believe that this is what "Bourbaki-Witt theorem" means partly because it says so in your paper arXiv:1201.0340 with Peter Lumsdaine. $\endgroup$ – Tom Leinster Dec 24 '18 at 16:33
  • $\begingroup$ Ops, I misread that, sorry. $\endgroup$ – Andrej Bauer Dec 24 '18 at 22:46

I'll deduce Zorn's Lemma from your fixed-point theorem. Suppose $P$ is a poset violating Zorn's Lemma; so all chains in $P$ have upper bounds, but there's no maximal element. Consider the poset $Q=P\times\omega$ with the lexicographic ordering; that is, in $P$ replace every element by a chain ordered like the set $\omega$ of natural numbers. I claim this $Q$ serves as a counterexample to your fixed-point theorem. The map $(p,n)\mapsto(p,n+1)$ is inflationary and has no fixed point in $Q$. So it remains only to prove that, in $Q$, every chain has an upper bound.

Consider any chain $C$ in $Q$. The first components $p$ of the elements $(p,n)\in C$ constitute a chain $C'$ in $P$, and by assumption $C'$ has an upper bound $b$ in $P$. If $b\notin C'$, then $(b,0)$ serves as an upper bound for $C$ in $Q$. If, on the other hand, $b\in C'$, then use the assumption that $P$ has no maximal element to get some $b'$ strictly above $b$ in $P$; then $(b',0)$ is an upper bound for $C$ in $Q$.

  • 2
    $\begingroup$ The case distinction as to whether $b\in C'$ is unnecessary; the argument in the case $b\notin C'$ works in general. In fact, It seems that the argument can be easily reformulated to also avoid using contraposition. Think of my answer as a "stream of consciousness" approximation to a cleaner, constructive (or at least much more constructive) version. $\endgroup$ – Andreas Blass Dec 23 '18 at 23:30
  • 1
    $\begingroup$ Wonderful! Thank you. Just one thing: in your comment, I think you mean "the argument in the case $b \in C'$ works in general". $\endgroup$ – Tom Leinster Dec 24 '18 at 0:32
  • $\begingroup$ @TomLeinster You're right. The argument that works in general is the one using some $b'>b$. (Unfortunately I can't edit the comment to correct it.) $\endgroup$ – Andreas Blass Dec 24 '18 at 4:57
  • $\begingroup$ For a constructive treatment of the theorem, see On the Bourbaki-Witt theorem in toposes (arXiv version). $\endgroup$ – Andrej Bauer Dec 24 '18 at 9:55
  • $\begingroup$ Andrej, as in my comment above (under the question), I don't think that's quite right. And as your nice paper makes clear, Bourbaki-Witt is provable without choice, whereas Andreas has just shown that this fixed point theorem isn't. By the way, we had some discussion of your paper and your earlier arXiv:0911.0068 back here. $\endgroup$ – Tom Leinster Dec 24 '18 at 16:30

Your Answer

By clicking "Post Your Answer", you acknowledge that you have read our updated terms of service, privacy policy and cookie policy, and that your continued use of the website is subject to these policies.

Not the answer you're looking for? Browse other questions tagged or ask your own question.