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According to Joyal, Street ("An Introduction to Tannaka Duality and Quantum Groups"), any $k$-linear abelian category $\mathcal{C}$ admitting a faithful, exact functor $U: \mathcal{C} \rightarrow \mathcal{V}ect_{k}$ into finite-dimensional $k$-vector spaces arises as a category of finite-dimensional comodules over some coalgebra. In fact, the coalgebra in question is the "predual" $End^{pre}(U)$ of the endomorphism algebra of $U$.

Do all such abelian categories also arise as categories of finite-dimensional modules over some algebra? If not, what's the easiest example of a $k$-linear abelian category admitting a faithful, exact functor into finite-dimensional vector spaces which is not equivalent to a category of modules?

Edit: As pointed out below, one should also assume that $\mathcal{C}$ is essentially small so that the endomorphism coalgebra is a well-defined.

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  • $\begingroup$ There is a functor from $\mathcal C$ to the category of finite-dimensional modules over the endomorphism algebra of the functor. Is this an equivalence? It is for symmetric monoidal categories with a monoidal functor, I think. $\endgroup$
    – Will Sawin
    Commented Apr 12, 2015 at 22:59
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    $\begingroup$ Sorry, for being so curious: Are you related to John Locke, the great English philosopher ? $\endgroup$
    – tj_
    Commented Apr 12, 2015 at 23:00
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    $\begingroup$ @WillSawin The endomorphism algebra of the functor comes with a profinite dimensional topology. I think $\mathcal{C}$ should be equivalent to the continuous finite dimensional modules over this algebra. $\endgroup$ Commented Apr 12, 2015 at 23:12
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    $\begingroup$ I have a suspicion that something like chain complexes whose total space is finite-dimensional would be a counterexample, but I don't have time to look into it at the moment. $\endgroup$ Commented Apr 12, 2015 at 23:54
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    $\begingroup$ The result you cite (with "comodule" replaced by "finite-dimensional comodule") requires crucially the hypothesis that $C$ is essentially small, or else the endomorphism algebra of $U$ can fail to be a set. For an explicit counterexample, take the category of finite-dimensional $\text{Ord}$-graded vector spaces. $\text{End}(U)$ has an idempotent for each ordinal given by projecting to the subspace indexed by the corresponding ordinal. $\endgroup$ Commented Apr 13, 2015 at 4:08

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If $A$ is a $k$-algebra, and $M$,$N$ are finite-dimensional $A$-modules, then $$\operatorname{Ext}^i_A(M,N)\cong\operatorname{Tor}^A_i(M,N^*)^*$$ (where $*$ denotes $k$-dual).

So $\operatorname{Ext}^i_A(M,N)$ must be the dual of a vector space, and so in particular its dimension can't be countably infinite.

For $i=1$ it makes no difference whether we take $\operatorname{Ext}^1(M,N)$ in the category of finite-dimensional modules or the category of all modules, as it can be described in terms of equivalence classes of extensions $0\to N\to L\to M\to0$.

Let $\mathcal{C}$ be the category whose objects are finite-dimensional vector spaces over $k$ with a set of endomorphisms, all but finitely many zero, indexed by a countable set. Let $k$ be the one-dimensional object with all the endomorphisms zero. Then $\operatorname{Ext}^1(k,k)$ has countably infinite dimension, and so $\mathcal{C}$ can't be equivalent to the category of finite-dimensional modules for a $k$-algebra.

I think that if you translate this example into a question about profinite $k$-algebras as in Qiaochu's answer, it comes down to the fact that a countable product of copies of $k$ is not the profinite completion of any vector space over $k$.

Slightly changing the example (requiring the composition of any two of the endomorphisms to be zero) gives a simple example of a profinite $k$-algebra that is not a profinite completion:

Let $V$ be the direct product of countably many copies of $k$ with the product topology, and let $A=k\oplus V$ where $uv=0$ for all elements $u,v$ of $V$. The subalgebras of $A$ are all of the form $k\oplus U$ for some subspace $U\leq V$. The proper ideals of $k\oplus U$ are of the form $0\oplus U'$ for subspaces $U'\leq U$, so the profinite completion, as an algebra, of $k\oplus U$ is $k\oplus\hat{U}$, where $\hat{U}$ is the profinite completion, as a vector space, of $U$. But the profinite completion of any vector space $U$ is its double dual, which is larger than $V$ for any infinite dimensional $U$. So $A$ is not the profinite completion of any subalgebra.

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  • $\begingroup$ This is a wonderful counterexample! Thanks! $\endgroup$
    – John Locke
    Commented Apr 17, 2015 at 14:31
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    $\begingroup$ @JohnLocke Thanks. I should give credit to Qiaochu's answer, as I came up with this by thinking about his reformulation and then reverse engineering to give a more direct reason that it's not the category of finite dimensional modules for any $k$-algebra. $\endgroup$ Commented Apr 17, 2015 at 14:56
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This is not an answer. Below "finite" means "finite-dimensional over $k$," so "profinite" means "pro-finite-dimensional" and so forth.

The category of coalgebras is the ind-category of the category of finite coalgebras, and hence its opposite is the pro-category of the category of finite algebras, or in other words the category of profinite algebras. Moreover, the category of finite comodules over a coalgebra is equivalent, as a $k$-linear category with fiber functor, to the category of finite continuous modules over the corresponding profinite algebra, where "continuous" means that the action of the algebra factors through one of its distinguished finite quotients. (Here I am not sure where to insert "left" vs. "right," but it doesn't matter for our purposes.)

If $A$ is an algebra, then the profinite algebra corresponding to its category $\text{Mod}_f(A)$ of finite modules is its profinite completion (which is $\text{End}(U)$ where $U$ is the forgetful functor $\text{Mod}_f(A) \to \text{Vect}$, as suggested by Julian Rosen in the comments). If in the question everything is required to be essentially small and "equivalent" is taken to mean "equivalent as $k$-linear categories with fiber functors," then the question is equivalent to the following:

Is every profinite algebra a profinite completion?

This question is harder than I thought it was, and in particular something I really expected to be a counterexample isn't. Fix $k = \mathbb{F}_2$ and consider

$$B = \prod_{i \in \mathbb{N}} \mathbb{F}_2$$

regarded as the cofiltered limit of the projections $B \to \prod_{i \in S} \mathbb{F}_2$ where $S$ runs over all finite subsets of $\mathbb{N}$. The category of finite continuous $B$-modules is the category of finite $\mathbb{N}$-graded vector spaces over $\mathbb{F}_2$, so this is a somewhat simpler version of Todd's proposal in the comments.

Heuristically, the category of finite $\mathbb{N}$-graded vector spaces is the category of finite modules over the algebra generated by countably many commuting orthogonal idempotents $e_i, i \in \mathbb{N}$ (corresponding to projection onto the $i^{th}$ graded component) satisfying the additional relation

$$\sum_{i \in \mathbb{N}} e_i = 1.$$

The problem, of course, is that it is impossible to state this relation. So one might hope to use some kind of compactness argument to prove that $B$ is not a profinite completion. In addition, $B$ is not its own profinite completion: it admits maps $B \to \mathbb{F}_2$ which don't factor through any of its distinguished finite quotients coming from non-principal ultrafilters on $\mathbb{N}$.

Nevertheless:

$B$ is a profinite completion.

To motivate the construction, suppose $A$ is an algebra whose profinite completion is $B$ and $f : A \to B$ is the natural map. Since $A$ and $\text{im}(f)$ have the same finite quotients, we may assume WLOG that $f$ is injective, or equivalently that $A$ is residually finite. Now, $B$ is a Boolean ring: every element of it is idempotent. Hence $A$ is also a Boolean ring.

Every Boolean ring $A$ is the ring of continuous $\mathbb{F}_2$-valued functions on a profinite space $X$, namely its space of $\mathbb{F}_2$-valued points $\text{Hom}(A, \mathbb{F}_2)$. By hypothesis we know what the finite quotients of $A$ are, and hence we know that

$$\text{Hom}(A, \mathbb{F}_2) \cong \mathbb{N}$$

as a set. Hence $A$ must be the ring of continuous $\mathbb{F}_2$-valued functions on $\mathbb{N}$ where $\mathbb{N}$ has been equipped with a profinite (compact, Hausdorff, totally disconnected) topology, and so to construct $A$ it suffices to construct a profinite topology on $\mathbb{N}$.

But this is straightforward: we can use the topology coming from thinking of $\mathbb{N}$ as the one-point compactification of $\mathbb{N} \setminus \{ 1 \}$. With this topology, $A$ is the subalgebra of $B$ consisting of sequences $a_i \in \mathbb{F}_2$ such that $\lim_{i \to \infty} a_i = a_1$.

This construction shows more generally that every profinite Boolean ring is the profinite completion of some Boolean ring, as follows. The category of profinite Boolean rings is the pro-category of the category of finite Boolean rings, and hence its opposite is the ind-category of the category of finite sets, or in other words the category of sets. The profinite completion functor from Boolean rings to profinite Boolean rings is given on opposite categories by taking the underlying set, and so it suffices to show that every set admits a profinite topology, which the one-point compactification construction accomplishes.

On the other hand, I don't see how to adapt this construction to

$$B' = \prod_{i \in \mathbb{N}} M_i(\mathbb{F}_2)$$

regarded as the cofiltered limit of the obvious finite projections as before. The category of finite continuous $B'$-modules is again the category of finite $\mathbb{N}$-graded vector spaces, but with a different fiber functor.

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  • $\begingroup$ For your $B'$, or more generally for any product of finite algebras, can't you just take the subalgebra of the product which is spanned by finite-support elements together with $1$? $\endgroup$ Commented Apr 13, 2015 at 7:48
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    $\begingroup$ @Eric: that does not work for $B$. The subalgebra $A$ you suggest is the subalgebra of sequences $a_i \in \mathbb{F}_2$ such that $\lim_{i \to \infty} a_i$ exists, and as such it has an extra map $A \to \mathbb{F}_2$ not factoring through the distinguished finite quotients of $B$, namely $\lim_{i \to \infty} a_i$ itself. The induced map $A \to B$ of Boolean rings corresponds topologically to the natural map from the Stone-Cech compactification of $\mathbb{N}$ to its one-point compactification. $\endgroup$ Commented Apr 13, 2015 at 9:53
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    $\begingroup$ On the other hand, that does suggest how to adapt the above construction to $B'$. We take the subalgebra of $B'$ consisting of sequences $a_i \in M_i(\mathbb{F}_2)$ such that $a_i$ is eventually a scalar and $\lim_{i \to \infty} a_i = a_1$. That might work. But it can be ruled out by removing $M_1(\mathbb{F}_2)$ from the product... and to rule out similar-looking constructions let's maybe only take the product over prime $i$. $\endgroup$ Commented Apr 13, 2015 at 10:03
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    $\begingroup$ Ah, right. But actually, your $B'$ is its own profinite completion! More generally, suppose you have a product $B=\prod B_i$ and an element $x\in B$ such that for any nonzero polynomial $p\in k[t]$, $p(x)$ is invertible on all but finitely many coordinates. Then in any finite quotient of $B$, $p(x)$ must vanish for some $p$, and so the quotient must factor through a finite subproduct. Such an $x$ exists whenever $|k|$ is at least as big as the index set, or when the index set is countable and $B_i=M_{n(i)}(k)$ with $n(i)\to\infty$. $\endgroup$ Commented Apr 13, 2015 at 11:30
  • $\begingroup$ Given the bounty on this question, I figure I should mention that by combining my argument above and Qiaochu's construction, any product of finite algebras over an infinite field is a profinite completion. This also holds over finite fields assuming a certain plausible-looking finiteness conjecture about algebras with a bound on the size of subfields they can contain which I have been unable to prove. In any case, it seems that if you want to find a profinite algebra that is not a profinite completion, you should be looking at examples that are more complicated than just a product. $\endgroup$ Commented Apr 15, 2015 at 16:00

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