I'm reading the proof of Kantorovich duality from Villani's book *Topics in Optimal Transportation*. ---------- Let $X$ and $Y$ be Polish spaces. Let $P(X), P(Y)$ be the spaces of all Borel probability measures on $X,Y$ respectively. Let $c: X \times Y \rightarrow \mathbb{R}_{\ge 0} \cup\{+\infty\}$ be lower semi-continuous. Fix $\mu \in P(X)$ and $\nu \in P(Y)$. - $\Pi(\mu, \nu)$ is the set of $\pi \in P(X \times Y)$ such that for all measurable subsets $A \subset X$ and $B \subset Y$, $$ \pi[A \times Y]=\mu[A], \quad \pi[X \times B]=\nu[B]. $$ - $\Phi_{c}$ is the set of all $(\varphi, \psi) \in L^{1}(d \mu) \times L^{1}(d \nu)$ satisfying $$ \varphi(x)+\psi(y) \leq c(x, y) $$ for $\mu$-almost all $x \in X$ and $\nu$-almost all $y \in Y$. - For $\pi \in P(X \times Y)$ and $(\varphi, \psi) \in L^{1}(d \mu) \times L^{1}(d \nu)$, let $$I[\pi]:=\int_{X \times Y} c d \pi, \quad J(\varphi, \psi):=\int_{X} \varphi d \mu+\int_{Y} \psi d \nu .$$ Then $$ \inf _{\Pi(\mu, \nu)} I[\pi]=\sup _{\Phi_{c}} J(\varphi, \psi) . $$ ---------- The author said that >We separate the proof into three steps, by increasing order of generality. The minimax principle will only be applied in the first step, which is the case when $X$ and $Y$ are compact and $c$ is **continuous**. All the rest of the proof will consist in showing that this particular case implies the general statement, by approximation arguments. ---------- In the proof below, I could not see how the author uses the **continuity** of $c$. It seems to me the proof with with the original weaker hypothesis, i.e., $c$ is lower semi-continuous. Could you elaborate on my confusion? ---------- **Proof:** It's clear that $$ \sup _{\Phi_{c} \cap C_{b}} J(\varphi, \psi) \leq \sup _{\Phi_{c} \cap L^{1}} J(\varphi, \psi) \leq \inf _{\Pi(\mu, \nu)} I[\pi]. $$ So it remains to prove $$ \inf _{\Pi(\mu, \nu)} I[\pi] \le \sup _{\Phi_{c} \cap C_{b}} J(\varphi, \psi) . $$ To simplify notations, let $\varphi \oplus \psi: (x,y) \mapsto \varphi(x)+\psi(y)$. We have $$ \inf _{\pi \in \Pi(\mu, \nu)} I[\pi]=\inf _{\pi \in M_{+}(X \times Y)}\left(I[\pi]+\left\{\begin{array}{l} 0 \text { if } \pi \in \Pi(\mu, \nu) \\ +\infty \text { else } \end{array}\right)\right. $$ with $M_+(X \times Y)$ the space of non-negative Borel measures on $X\times Y$. Also, $$ \left\{\begin{array}{l} 0 \text { if } \pi \in \Pi(\mu, \nu) \\ +\infty \text { else } \end{array}\right\}=\sup _{(\varphi, \psi)} \left[\int \varphi d \mu+\int \psi d \nu-\int \varphi \oplus \psi d \pi\right], $$ where the supremum on the RHS runs over all $(\varphi, \psi) \in C_b(X) \times C_b(Y)$. It follows that $$ \begin{aligned} \inf _{\pi \in \Pi(\mu, \nu)} I[\pi] =\inf _{\pi \in M_{+}(X \times Y)} \sup _{(\varphi, \psi)} \bigg \{ \int_{X \times Y} c d \pi +\int_{X} \varphi d \mu+\int_{Y} \psi d \nu - \int_{X \times Y} \varphi \oplus \psi d \pi \bigg\}. \end{aligned} $$ 1. Let us first assume that $X, Y$ are compact and that $c$ is **continuous** on $X \times Y$. - Let $E:=C_{b}(X \times Y)$ be the set of all bounded continuous functions on $X \times Y$, equipped with its usual supremum norm $\|\cdot\|_{\infty}$. - By Riesz' theorem, the topological dual $E^*$ of $E$ can be identified with the space of regular Radon measures, $M(X \times Y)$, normed by total variation. - Moreover, a nonnegative linear form on $E$ corresponds with a regular nonnegative Borel measure. Then we introduce $$ \begin{gathered} \Theta: u \in E \longmapsto\left\{\begin{array}{l} 0 &\text {if } u \geq-c, \\ +\infty &\text {else}. \end{array}\right.\\ \text{}\\ \Xi: u \in E \longmapsto\left\{\begin{array}{l} \int_{X} \varphi d \mu+\int_{Y} \psi d \nu &\begin{align*} &\text {if } u = \varphi \oplus \psi \text{ for}\\ & \text{some } (\varphi, \psi) \in L^{1}(d \mu) \times L^{1}(d \nu) \end{align*},\\ +\infty &\text {else. } \end{array}\right. \end{gathered} $$ It's easy to verify that $\Theta, \Xi$ satisfy the condition of [Fenchel-Rockafellar](https://en.wikipedia.org/wiki/Fenchel%27s_duality_theorem#Mathematical_theorem) duality, so $$ \inf _{u\in E}[\Theta(u)+\Xi(u)] = \max _{\pi \in E^{*}}\left[-\Theta^{*}\left(-\pi\right)-\Xi^{*}\left(\pi\right)\right]. $$ It's clear that $$ \begin{align*} \inf _{u\in E}[\Theta(u)+\Xi(u)] &= \inf \left\{\int_{X} \varphi d \mu+\int_{Y} \psi d \nu \,\middle\vert\, (\varphi, \psi) \in L^{1}(d \mu) \times L^{1}(d \nu)\text{ s.t. } \varphi \oplus \psi \geq -c \right\} \\ &=-\sup \left\{J(\varphi, \psi) \mid (\varphi, \psi) \in \Phi_{c}\right\}. \end{align*} $$ Next, we compute the Legendre-Fenchel transforms of $\Theta, \Xi$. First, for any $\pi \in E^*$, $$ \begin{aligned} \Theta^{*}(-\pi) =\sup _{u \in E}\left\{-\int u d \pi \,\middle\vert\, u \geq-c\right\} = \sup _{u \in E}\left\{\int u d \pi \,\middle\vert\, u \leq c\right\} . \end{aligned} $$ - If $\pi$ is not nonnegative, then there exists a positive function $v \in E$ such that $\int v d \pi<0$. Then, the choice $u=\lambda v$, with $\lambda \rightarrow-\infty$, shows that the supremum is $+\infty$. - On the other hand, if $\pi$ is nonnegative, then the supremum is clearly $\int c d \pi$. This is because lower semi-continuous and bounded from below function is a limit of an increasing sequence of Lipschitz continuous functions. Thus $$ \Theta^{*}(-\pi) = \begin{cases} \int c d \pi &\text {if } \pi \in M_{+}(X \times Y) \\ +\infty &\text {else}. \end{cases} $$ We also have $$ \begin{align*} \Xi^{*}(\pi) &= \sup_{u\in E} \left \{ \int ud\pi - \int \varphi d \mu- \int \psi d\nu \,\middle\vert\, u = \varphi \oplus \psi \text{ for some } (\varphi, \psi) \in L^{1}(d \mu) \times L^{1}(d \nu) \right \} \\ &= \begin{cases} 0 &\text {if } \quad \forall(\varphi, \psi) \in L^{1}(d \mu) \times L^{1}(d \nu) : \int \varphi \oplus \psi d \pi= \int \varphi d \mu+\int \psi d \nu \\ +\infty & \text {else} \end{cases} \\ &= \begin{cases} 0 &\text {if } \quad \pi \in \Pi(\mu, \nu) \\ +\infty & \text {else}. \end{cases} \end{align*} $$ It follows that $$ \max _{\pi \in E^{*}}\left[-\Theta^{*}\left(-\pi\right)-\Xi^{*}\left(\pi\right)\right] = \max _{\pi \in \Pi(\mu, \nu) \cap M_{+}(X \times Y)} -\int c d \pi = - \min _{\pi \in \Pi(\mu, \nu)} \int c d \pi. $$ Hence $$ -\sup \left\{J(\varphi, \psi) \mid (\varphi, \psi) \in \Phi_{c}\right\} = - \min _{\pi \in \Pi(\mu, \nu)} \int c d \pi. $$