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Let $M$ be a connected closed orientable smooth $n$-manifold and $\nu \in H_{n-1}(M, \mathbb{Z})$ a non-trivial codimension-one homology class. It is known that $\nu$ can be represented by an embedded submanifold $N \subseteq M$ (this is nicely explained in the answer to this question on math stackexchange).

I'm curious when is it true that $\nu$ can be realised by an embedded compact submanifold that is $\pi_1$-injective on each component? Are there obvious obstructions to this being possible?

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  • $\begingroup$ Apologies, I forgot to add that I also need the submanifold to be compact. $\endgroup$
    – 24601
    Commented May 7 at 17:13
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    $\begingroup$ As @IanAgol points out below, the dual cohomology class needs to be dominated by a splitting with finitely presented edge group. The most well known negative example is the map $F\times F\to\mathbb{Z}$ sending each generator to $1$. $\endgroup$
    – HJRW
    Commented May 8 at 7:11
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    $\begingroup$ A more subtle kind of counterexample occurs in dimension 4. Let $\pi_1(M^4)=\mathbb{Z}^5$ (or, more generally, any $PD_n(\mathbb{Q})$-group for $n>4$). Then any edge group of a splitting must be 4-dimensional by Mayer—Vietoris, but 3-manifold groups are (rationally) 3-dimensional by the sphere theorem. $\endgroup$
    – HJRW
    Commented May 8 at 8:37
  • $\begingroup$ @HJRW does $ker\{ F \times F \to Z\}$ not split as an amalgamated product over a finitely presented subgroup? If that’s true, then I think your suggestion gives a counterexample. Maybe that follows from the classification of finitely presented subgroups of $F\times F$. $\endgroup$
    – Ian Agol
    Commented May 11 at 12:53
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    $\begingroup$ @IanAgol: it follows for general reasons, because the kernel is finitely generated and normal. Maybe I’ll write this up in an answer. $\endgroup$
    – HJRW
    Commented May 12 at 6:09

2 Answers 2

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I will explain why the general answer to this question is negative in dimensions $\geq 4$. The next remark expresses the fundamental obstruction. We say a simplicial tree $T$ equipped with an action of a group $G$ (a so-called $G$-tree) dominates another $G$-tree $T’$ if there is a $G$-equivariant map $T\to T’$.

Remark: If $\phi\in H^1(M^n,\mathbb{Z})$ is Poincaré dual to an embedded submanifold $N^{n-1}\subseteq M^n$ then the corresponding action on the real line is dominated by the Bass—Serre tree of the splitting of $\pi_1(M)$ obtained by cutting $M$ along $N$.

This can be applied along with the following lemma; it must be well known but I don’t know a reference, so I will give a proof.

Lemma: If the kernel $K$ of $\phi:G\to\mathbb{Z}$ is finitely generated then the corresponding action on a line is not properly dominated by any other minimal action.

Proof: Let $T$ be a minimal $G$-tree that dominates $\phi$. We claim that $K$ fixes the whole of $T$.

First, we claim that $K$ fixes some point of $T$. If not then there is a minimal $K$-invariant subtree $T_K$. On the one hand, $K$ acts cofinitely on $T_K$ because $K$ is finitely generated. On the other hand, $K$ is $G$-invariant because $K$ is normal in $G$. By the $G$-minimality of $T$, it follows that $T=T_K$ and so $K$ acts cofinitely on $T$. Let $\Gamma_K=K\backslash T$ be the quotient graph of groups. Any $g\in G$ now acts as a covering transformation on $\Gamma_K$, so acts by graph automorphisms on the underlying graph. Since $\Gamma_K$ is finite, a large enough power $g^n$ fixes an edge, whence $g^n\in K$. But this is a contradiction when applied to any $g\in G$ with $\phi(g)=1$.

Therefore, $K$ fixes a vertex in $T$. Now, again because $K$ is normal in $G$, the fixed subtree $\mathrm{Fix}(K)$ is a $G$-invariant subtree, so $K$ must indeed fix the whole of $T$ by minimality, as claimed.

Thus, the kernel of the action of $G$ on $T$ is contained in $K$, so $T$ is the line given by $\phi$. QED

Combined with the remark, the lemma gives many examples. The simplest occurs in dimension 4, using the fact that $\mathrm{cd}_\mathbb{Q}(\pi_1(N^3))\leq 3$ for any closed 3-manifold

Example: Let $M^4$ be any closed oriented 4-manifold with $\pi_1(M)\cong\mathbb{Z}^5$. Then any $\phi\in H^1(M)$ has $\ker\phi\cong\mathbb{Z}^4$. Since $\mathbb{Z}^4$ is finitely generated, by the remark and the lemma it follows that if the dual of $\phi$ is represented by a closed manifold $N^3$ then $\pi_1(N)\cong\mathbb{Z}^4$, a contradiction.

In fact, the same argument works whenever $\pi_1(M^4)$ is a rational Poincaré duality group of dimension $\geq 5$.

For $\mathrm{dim}(M)\geq 5$, we can also construct counter examples, using @IanAgol’s observation in comments.

Example: Let $M^5$ haver $\pi_1(M)\cong F_2\times F_2$, with $F_2$ the free group of rank 2. Let $\phi:F_2\times F_2\to\mathbb{Z}$ send every generator to 1. Then $K=\ker\phi$ is finitely generated but not finitely presented. By the remark, if the dual of $\phi$ is represented by closed 4-manifold $N$ then $\pi_1(N)=K$. But $K$ is not finitely presented, so this is a contradiction.

More generally, @MoisheKohan’s answer appears to prove that this necessary condition is also sufficient. This is a very nice and natural group-theoretic question, that I haven’t seen addressed before:

Question: Let $G$ be a finitely presented group. Which $\phi:G\to\mathbb{Z}$ are dominated by a splitting over a finitely presented subgroup?

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  • $\begingroup$ Unfortunately my argument does not quite prove the converse since I get a dominating tree which is a priori different from the one where edge-stabilizers are finitely presented. Of course, if one just assumes coherence of the fundamental group, the problem goes away, but this would be cheating... $\endgroup$ Commented May 12 at 22:56
  • $\begingroup$ @MoisheKohan: I see. Can the problem be fixed by gluing on 1-handles before the 2-handles? What I have in mind is that, a priori, $\pi_1(N)$ maps to some fg subgroup of the fp edge group $H$, which as you say may not itself be fp. But what if we now glue 1-handles to $N$ to force the map $\pi_1(N)\to H$ to be a surjection? $\endgroup$
    – HJRW
    Commented May 13 at 9:03
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    $\begingroup$ @MoisheKohan: I think you can arrange things so that the submanifold has fundamental group the expected edge group. Take an equivariant map to the tree induced by the HNN splitting over a finitely presented group, and make the preimage an embedded submanifold by transversality. If the preimage is not connected, tube components together to get a connnected preimage whose fundamental group surjects the edge group. Then do compressions, which keep the manifold connected because of the high dimension. This should terminate with a submanifold whose fundamental group is the edge group. $\endgroup$
    – Ian Agol
    Commented May 13 at 18:15
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    $\begingroup$ @MoisheKohan: I think we may assume that the dominating splitting only has one edge, i.e. is an HNN extension. So there should only be one edge to worry about. Does that help? $\endgroup$
    – HJRW
    Commented May 13 at 21:18
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    $\begingroup$ @HJRW: Okay, I see (my “tubing” is your “gluing 1-handles”) $\endgroup$
    – Ian Agol
    Commented May 14 at 16:11
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The statement is clear in the case $n=2$. In the case $n=3$ the statement is a consequence of the Loop Theorem and, I think, is due to Waldhausen's 1968 paper "On irreducible 3 -manifolds which are sufficiently large." You can find some form of it in Hempel's book "3-manifolds" (Lemma 6.6) and, in a cleaner form, in Hatcher's "Notes on basic 3-manifold topology," Lemma 3.6. Note that one does not need $M$ to be closed in this case. I do not know what happens in dimension 4, I suspect the statement is false. In dimensions $n\ge 5$ it is true and the proof is somewhat similar to the 3-dimensional case. Instead of the Loop Theorem one uses transversality:

First of all, since $M$ is compact, the kernel of $\pi_1(N,x)\to \pi_1(M,x)$ is the normal closure of a finite subset of $\pi_1(N,x)$ for each $x\in N$ (note that $N$ can be disconnected). The submanifold $N$ is 2-sided, let $\nu(N)=[-1,1]\times N$ denote its tubular neighborhood in $M$. If each component of $\partial \nu( N)$ is $\pi_1$-injective in $M_0:=M-int(\nu(N))$, then (by the Seifert-Van Kampen theorem) $N$ is $\pi_1$-injective in $M$ and there is nothing to prove. Again, by compactness, we obtain a finite collection of simple loops $c_i$ in $\partial M_0$ ($i=1,...,k$) which normally generate kernels of the homomorphisms $\pi_1(\partial M_0,x)\to \pi_1(M)$.
Without loss of generality, we may assume that the loops $c_i$ are pairwise disjoint. We will modify $N$ by killing off the loops $c_i$. Then, by transversality, each $c_i$ bounds smooth embedded 2-disk $D_i$ in $M_0$ such that $D_i\cap \partial N_0=c_i$ and the disks are pairwise disjoint. Next, attach pairwise disjoint 2-handles $H_i$ in $M_0$ to $\nu(N)$ (and smooth the corners!) so that $D_i$ is the core of $H_i$. The boundary of $W=\nu(N)\cup (H_1\cup...\cup H_k)$ consists of two parts: One of these is $N$ and the other is a submanifold $N'$ homologous to $N$. By the construction, $N'$ is $\pi_1$-injective in $M$.

This argument breaks down in dimension $4$ since we cannot guarantee the existence of embedded and pairwise disjoint disks $D_i$.

Edit. There is a problem with my proof in dimension $\ge 5$ since the image subgroup of $\pi_1(M)$ need not be finitely presentable.

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    $\begingroup$ In fact it’s probably true in dim > 4 iff the fundamental group splits as an HNN extension over a finitely presented group. $\endgroup$
    – Ian Agol
    Commented May 8 at 4:05
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    $\begingroup$ To elaborate on Ian’s comment, the following condition is clearly necessary, and probably this answer proves that it is sufficient in dimension >4. The dual cohomology class gives an action of $\pi_1(M)$ on the line. This action must be dominated by an action on a tree with finitely presented edge stabilisers if there is to be a compact $N$. This property feels reminiscent of BNS invariants. $\endgroup$
    – HJRW
    Commented May 8 at 6:18
  • $\begingroup$ Thanks all for your answers. Indeed I am in fact interested in studying kernes of homomorphisms $\pi_1(M) \to \mathbb{Z}$ and whether they can be realised as direct limits of “nice” subgroups of $\pi_1(M)$ $\endgroup$
    – 24601
    Commented May 13 at 12:34

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