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Consider the below $q$-series identity. One of the things I like about this expansion is how nicely the difference on the left hand side factors to the right hand side of the equation.

$$\prod_{k\geq1}(1+q^k)^3-\prod_{k\geq1}(1+q^{3k}) =3q\prod_{n\geq1}(1+q^n)(1+q^{9n})^2(1+q^n+q^{2n}+\cdots+q^{8n}).$$

I have a "not-so-neat" proof, so

QUESTION. Can you provide a "nifty" justification? Caveat: you decide what is "nifty".

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  • $\begingroup$ The element in the first product is obtained performing this sequence of operations: 1) raise $q$ to the power $k$ 2) add $1$ 3) raise to the cube, while the element in the second is obtained swapping steps 2) and 3), so perhaps you can try to analyse the structure of a commutator. Notice also that in the second case, raising to the cube commutes to raising to the power $k$, so the identity should respect this symmetry. $\endgroup$ Commented Jan 2, 2022 at 18:49
  • $\begingroup$ Perhaps you can establish a link to the subgroups of the cyclic group of order $9$, which, if I'm not mistaken, contains as many normal subgroups as factors in the RHS. $\endgroup$ Commented Jan 2, 2022 at 19:05

1 Answer 1

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Here's a proof that indicates a systematic method for proving such identities. Let $\eta(z) = q^{1/24} \prod_{n=1}^{\infty} (1-q^{n})$, with $q = e^{2 \pi i z}$. The identity you state in the equation is the same as $$ \frac{\eta^{3}(2z)}{\eta^{3}(z)} - \frac{\eta(6z)}{\eta(3z)} = 3 \frac{\eta(2z) \eta^{2}(18z)}{\eta^{2}(z) \eta(9z)}. $$ Replacing $z$ with $2z$ and multiplying by $\eta(2z) \eta(4z) \eta^{2}(6z)$ gives the equivalent $$ \frac{\eta^{4}(4z) \eta^{2}(6z)}{\eta^{2}(2z)} - \eta(2z) \eta(4z) \eta(6z) \eta(12z) = 3 \frac{\eta^{2}(4z) \eta^{2}(6z) \eta^{2}(36z)}{\eta(2z) \eta(18z)}.$$ Results about $\eta(z)$ in Gordon and Hughes - Multiplicative properties of $\eta$-products. II, and Ligozat - Courbes modulaires de genre 1 (MR) guarantee that each of the three terms in the above equation are in the space of weight $2$ cusp forms for the group $\Gamma_{0}(72)$. This space has dimension $5$, and if $f = \sum_{n=1}^{\infty} a_{n} q^{n}$ is a function in the space with $a_{1} = a_{2} = \dotsb = a_{7} = 0$, it follows that $f = 0$. It suffices to verify that the coefficients of $q^{1}$ through $q^{7}$ are the same for the two sides of the equivalent identity above.

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    $\begingroup$ Since Wikipedia might change over time, I inlined what seemed to be the two references you, umm, referenced. $\endgroup$
    – LSpice
    Commented Jan 2, 2022 at 19:38
  • $\begingroup$ The eta-product identity you exhibit is equivalent to the first identity on level 18 in my "Dedekind eta-product identity database" and is listed as $\,t_{18,5,18}.\,$ It references proofs from two sources. The first is by Bruce Berndt, "Ramanujan's Notebooks", Part III, page 349, Entry 2 (ii). The second is by Borwein, Browein and Garvan, "Some Cubic Modular Identities of Ramanujan", Trans. Amer. Math. Soc. v. 343 n. 1 (1994) pp. 35-47 on page 41. $\endgroup$
    – Somos
    Commented Jan 3, 2022 at 8:31
  • $\begingroup$ @Somos: Thank you for the references. Looking at the BBG paper, page 41, equation (2.16), I see a factor of $2$ while in the problem above we've a factor of $3$. How do you reconcile these? $\endgroup$ Commented Jan 3, 2022 at 17:02
  • $\begingroup$ The leading coefficient of the $q$-series expansion of $\,\theta_2(q)\,$ is $2$. $\endgroup$
    – Somos
    Commented Jan 3, 2022 at 19:07
  • $\begingroup$ @Somos: I have the feeling the arguments in one or both of these sources might be more along the lines of a "clever" proof that the OP had in mind that what I've supplied. I'd encourage you to turn your comment into an answer. $\endgroup$ Commented Jan 3, 2022 at 21:50

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