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Let us consider the free Schrödinger equation $(i\partial_t+\Delta_x)\psi=0$ in $\mathbb{R}_t\times\mathbb{R}_x^d$. I'm trying to understand the structure of the vacuum region $$\Omega(\psi):=\{(t,x)\in \mathbb{R}_t\times\mathbb{R}_x^d \;\;s.t.\;\,\psi(t,x)=0\}$$ for solutions with finite energy. In particular, my question is the following: does there exist a non-zero solution $\psi\in \mathcal{C}(\mathbb{R},H^1(\mathbb{R}^d))$ of the free Schröodinger equation such that $\Omega(\psi)\subseteq\mathbb{R}^{1+d}$ has positive measure? If yes, is it even possible that $\Omega(\psi)$ contains an open ball? Thank you for any suggestion.

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    $\begingroup$ I'm sure somebody will be able to give you the answer, but if you don't want to wait you can try to look up the terms 'unique continuation'. $\endgroup$
    – Leo Moos
    Commented Apr 26, 2021 at 18:11
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    $\begingroup$ Thank you for your comment Leo. I know the basic result that a solution can not have compact support for two distinct times (this basically follows by the Paly-Wiener theorem), and I know that there are more refined unique continuation results of this type, but still I can't find a reference which answers my question. $\endgroup$ Commented Apr 26, 2021 at 18:27

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The purpose of this answer is to extend Christian Remling's answer to dimension $d = 3$. There are two steps. (N.B. below the cut I show how to replace part 1 by a different argument that works in all dimensions, and so this should answer the question posed.)

We assume that we have a solution $\phi$ to the Schrodinger equation such that it vanishes on a (WLOG) $[-a,a]\times B(0,R)\subset \mathbb{R}\times\mathbb{R}^3$

1. Controlling the radial parts

Let $\psi:\mathbb{R}\times\mathbb{R}^+ \to \mathbb{C}$ be the function $$ \psi(t,r) = r \cdot \frac{1}{4\pi} \int_{\mathbb{S}^2} \phi(t, r\omega) ~d \omega $$ the spherical mean of $\phi$ multiplied by the radius. We have that $$ \psi(t,r) \equiv 0, \text{ when } r \leq R , |t| \leq a $$ and that $\psi$ is a solution to the one dimensional Schrodinger equation $$ i \partial_t \psi = \partial^2_{rr} \psi $$ Thus Christian Remling's answer sufficies to imply that $\psi \equiv 0$ everywhere.

(Note that if $\phi(t,\bullet)\in L^2(\mathbb{R}^3)$, then $\psi(t,\bullet)\in L^2(\mathbb{R}_+)$).

Remark: when dimension $d \neq 3$, or when $d = 3$ but considering other spherical harmonics, we get that the equation being satisfied is $i \partial_t \psi = \partial^2_{rr} \psi + \alpha r^{-2} \psi$; so if Christian Remling's answer can be extended to the one dimensional Schrodinger equation with inverse square potentials, then this would also give a general answer.

2. Controlling the rest

Absent the needed result from the previous remark, we can argue thus in $d = 3$. Applying the same argument, but now with center at $x_0 \in B(0,R/2)$, we see that the spherical means of $\phi(t,x)$ vanishes for all radii if we center it at $x_0$. I claim that this is enough to guarantee that $\phi(t,x) \equiv 0$.

The following proof is probably not the most straightforward, but that's the one I know.

Let $u$ be the solution to the linear wave equation $(-\partial^2_s + \triangle)u = 0$ (I use $s$ for the time parameter to disambiguate from the time parameter in the Schrodinger equation) in $d = 3$ with initial data $u(0,x) = 0$ and $\partial_su(0,x) = \phi(t,x)$ for any fixed $t$. Using the fundamental solution and the spherical mean property, we have that $u(s,x) = 0$ for all $x \in B(0,R/2)$. By the strong version of the Holmgren uniqueness theorem (see chapter IV, section 3 of F. John Partial Differential Equations) we have that $u \equiv 0$. This implies that $\phi(t,x) = 0$ for all $x$. Since $t$ is arbitrary: we are done.


Radial part: redux

Let's now prove the spherical mean property directly using the fundamental solution of the Schrodinger equation; this argument holds for all dimensions.

Let $\phi_0(x) = \phi(0,x)$. Suppose for $(t,x) \in [-a,a]\times B(0,R)$ we have that $\phi(t,x) = 0$, this implies that, using the fundamental solution to the Schrodinger equation, evaluated at $x = 0$, that

$$ \int e^{i|x|^2/4t} \phi_0(x) ~dx = 0 $$

for all $t \in [-a,a]\setminus \{0\}$. Let $\tilde{\phi}_0$ be the spherical mean of $\phi_0$. We note that by assumption $\tilde{\phi}_0(r) = 0$ for all $r \leq R$.

Our integral identity above implies

$$ \int_0^\infty e^{i r^2 / 4t} \tilde{\phi}_0(r) r^{d-1} ~ dr = 0 $$

Change variables you get

$$ \int_0^\infty e^{i \rho / 4t} \underbrace{\tilde{\phi}_0(\sqrt{\rho}) \rho^{d/2-1}}_{g(\rho)} ~ d\rho = 0 $$

Since $\tilde{\phi}_0$ is supported away from $r = 0$, we can extend $g(\rho)$ by zero to the negative half line. The vanishing of the above quantity for all $|t| \leq a$ shows that $g$ has compact Fourier support and hence is analytic; but its vanishing for $\rho < R^2$ implies that $g \equiv 0$, and hence the spherical mean vanishes.

Combining this with part 2 from above, we extend the uniqueness property to all dimensions.

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  • $\begingroup$ Thank you, very nice argument! It remains to understand whether $\Omega$ can have positive measure, but probably this is much harder. $\endgroup$ Commented May 5, 2021 at 15:31
  • $\begingroup$ Yeah, I have absolutely zero idea for that one. $\endgroup$ Commented May 5, 2021 at 16:08
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This is only a very partial answer. In dimension $d=1$, the Paley-Wiener argument you refer to in your comment shows that $\psi(x,t)$ can not be zero on an open set: If $\psi(x,t)=0$ for $0\le x\le a$, say, for all $|t|<d$, then we can set $\psi(x,t)=0$ for all $x\ge 0$ for these $t$ and this will still solve the equation. Vanishing Fourier transform on a half line means that $\widehat{\psi}(k,t)$ is in the Hardy space $H^2$, but clearly this can not hold for all $t$ from an interval: if $\widehat{\psi}(k,0)\in H^2$, then $\widehat{\psi}(k,t)=e^{-itk^2}\widehat{\psi}(k,0)$ has completely the wrong asymptotics for large $k\in\mathbb C^+$ when $t\not= 0$.

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  • $\begingroup$ Interesting, thank you! Do you think that a similar argument (with suitable modifications) could work also in higher dimensions? $\endgroup$ Commented May 3, 2021 at 8:24
  • $\begingroup$ @RaffaeleScandone: The statement feels to me like it should be true in higher dimensions as well (but I don't have any expertise here), but this argument seems to depend crucially on the fact that an open set separates the space into two components in $d=1$, which of course isn't true for $d>1$. $\endgroup$ Commented May 3, 2021 at 14:48
  • $\begingroup$ Minor remark: The usual spherical mean argument extends this also to $d = 3$. $\endgroup$ Commented May 3, 2021 at 21:16
  • $\begingroup$ @WillieWong I agree, but it seems to me that you need that $\psi$ has a non trivial radial component, or am I missing something? $\endgroup$ Commented May 3, 2021 at 22:57
  • $\begingroup$ @RaffaeleScandone: there's a second more technical step. Let me write an answer. $\endgroup$ Commented May 4, 2021 at 13:28

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