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I am curious about the existence of inner models of $\mathrm{ZFC}$ in conjunction with forcing axioms, under assumptions inconsistent with such theories. For example:

  • can we prove under any extension of $\mathrm{ZF} + \mathrm{AD}$, that there is an inner model of $\mathrm{ZFC} + \mathrm{MA}$?
  • can we prove under any extension of $``V$ is $L$-like$"$, that there is an inner model of $\mathrm{ZFC} + \mathrm{PFA}$?
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  • $\begingroup$ What exactly is $L$-like? Fine structural? $L[x]$? $\endgroup$
    – Asaf Karagila
    Apr 1, 2021 at 10:38
  • $\begingroup$ I think fine-structural is a good description. $\endgroup$
    – Zoorado
    Apr 1, 2021 at 11:02
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    $\begingroup$ Well, if Woodin's Ultimate-$L$ project will bear fruits, then the answer to your second question is positive. $\endgroup$
    – Asaf Karagila
    Apr 1, 2021 at 11:03

2 Answers 2

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All you have to have is an inner model where some set that it thinks is large, is actually countable. To answer the first question, ZF+AD implies that $0^\sharp$ exists, so there exists a generic for a poset forcing MA over $L$. For the second question, the best known upper bound for PFA is a supercompact, and we don’t have any $L$-like inner model theory at that level.

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  • $\begingroup$ Am I right to say that, if I replace $\mathrm{MA}$ with $\mathrm{PFA}$ in the first question, the answer is also unknown? $\endgroup$
    – Zoorado
    Apr 1, 2021 at 9:42
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    $\begingroup$ @Zoorado Yes, that sounds right. $\endgroup$ Apr 1, 2021 at 9:46
  • $\begingroup$ @Zoorado: PFA implies $\sf AD$ in $L(\Bbb R)$, and I seem to recall that it implies even more than just that. If that is indeed the case, then Con(ZFC+PFA) is strictly greater than Con(ZF+AD). $\endgroup$
    – Asaf Karagila
    Apr 1, 2021 at 10:36
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    $\begingroup$ Yes, you are right. I was mainly curious if there were proper extensions of ZF+AD which can give rise to inner models of ZFC+PFA. $\endgroup$
    – Zoorado
    Apr 1, 2021 at 11:01
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    $\begingroup$ @Zoorado This is a current conjecture as far as I understand. Namely that some strong hypothesis should imply that the HOD of a canonical inner model of AD (larger than $L(\mathbb R)$) should contain large enough cardinals to force PFA. $\endgroup$ Apr 1, 2021 at 16:29
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I want to comment that both AD and "$V$ is $L$-like" are consistent with the existence of inner models of very strong theories.

For AD, this is actually quite simple. Suppose there is a supercompact cardinal with a measurable $\kappa$ above it. Let $P$ be a countable transitive model of $\text{ZFC}^-$ that admits an elementary embedding $\pi : P\to H((2^\kappa)^+)$. Then $P$ belongs to $L(\mathbb R)$ (which in this context is a model of AD), and $L(\mathbb R)$ can iterate away a measure on $\pi^{-1}(\kappa)$ to obtain an inner model of ZFC + there is a supercompact cardinal. The iteration is wellfounded by a "realizability argument" because $P$ embeds into $H((2^\kappa)^+)$.

The "$V$ is $L$-like" situation is slightly more subtle. Under the same large cardinal hypotheses, $M_1^\#$ (the minimal active $(\omega,\omega_1+1)$-iterable $\omega$-sound mouse with a Woodin cardinal) exists and is fully iterable. Suppose $N$ is an inner model in which $\delta^{+M_1}$ is countable where $\delta$ is the Woodin cardinal of $M_1$. Then I claim $N$ has an inner model with a supercompact cardinal. First, one can do a genericity iteration to make $V_{\kappa+3}$ set-generic over an iterate of $M_1$ for the extender algebra. As a consequence, in $M_1$, there is a condition in the extender algebra at $\delta$ that forces that there is a measurable cardinal $\bar \kappa < \delta$ such that $V_{\bar \kappa}$ has a supercompact cardinal. Since $\delta^{+M_1}$ is countable in $N$, $N$ can build a forcing extension $P$ of $M_1$ below this condition. Iterating away a measure on $\bar \kappa$ in $P$ yields an inner model of $P$ with a supercompact, and this inner model is contained in $N$. Similarly, $N$ will have an inner model of PFA (or MM). This shows, for example, that under large cardinal hypotheses, $M_2$ has an inner model of MM. (Actually $M_1$ does not have such an inner model.)

Therefore, we can in fact produce extensions of the theories ZF + AD and ZFC + "$V$ is $L$-like" that are consistent relative to large cardinals and that prove the existence of inner models of very strong theories, although these extensions are totally ad hoc: e.g., ZF + AD + "there is an inner model of ZFC with a cardinal that is supercompact to a measurable." This is closely analogous to the fact that assuming large cardinals, $L$ has a countable transitive model containing a supercompact cardinal.

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