2
$\begingroup$

Look at the Hilbert space $l^2( \mathbb{Z}) $ and let $A$ be a translation invariant band operator. I.e. if $\{ e_n \}_{n \in \mathbb Z} $ is the standard basis for $l^2( \mathbb{Z}) $ then it holds that \begin{align*} \langle e_n, A e_m \rangle = 0 \end{align*} for $\vert n-m \vert \geq K$ for some $K$. And translation invariance gives \begin{align*} \langle e_n, A e_m \rangle = \langle e_{n+k}, A e_{m+k} \rangle \end{align*} for all $k \in \mathbb{Z}$.

The eigenvalue equation reads

\begin{align*} A \psi = \lambda \psi \end{align*}

for some function $\psi \in l^2 ( \mathbb{Z}) $.

Since $A$ is a band matrix we could extend this equation for functions $\phi: \mathbb{Z} \to \mathbb{C}$ which we do not require to be square-summable and ask for solutions to this equation.

Is it now true that $\lambda \in \sigma(A)$ if and only if there exists such a solution $\psi$ which is bounded by a polynomial? Maybe one needs to assume translation invariance.

Example: For the discrete Laplacian \begin{align*} \langle e_n, A e_m \rangle = -2 \delta_{n,m} + \delta_{n+1,m} + \delta_{n,m+1} \end{align*} we get solutions of the form $\psi(x) =e^{ipx}$ which are not square integrable, but are still solutions of the finite difference equation. Notice that one can truncate these to construct af Weyl-sequence and it seems that this could prove at least one direction of the question.

The issue is discussed in chapter 7.1 https://arxiv.org/pdf/0709.3707.pdf here for Hamiltonians $A$, but I am particularly interested in the non-normal case.

EDIT: (Partially progress using translation invariance) By translation invariance the eigenvalue equation can be written as \begin{align*} \sum_{i = - K}^K a_i \psi_{i+n} = \lambda \psi_n \end{align*} which is just linear recursion. So one can find the solutions using the characteristic equation and then they are either constant or exponentially increasing/decreasing. How can we show that the exponentially increasing solutions do not correspond to elements in the spectrum of $A$? Edit2: In this case we can prove the result using Fourier Transformation, but what if the operator is not translation invariant, but translation invariant plus a compact pertubation?

$\endgroup$
24
  • $\begingroup$ Do you assume that $A$ is bounded? $\endgroup$
    – fedja
    Commented Feb 16, 2021 at 16:17
  • $\begingroup$ Yes, $A$ is bounded. $\endgroup$ Commented Feb 16, 2021 at 16:59
  • 2
    $\begingroup$ Assume that $A$ is purely diagonal. Then the spectrum is the closure of the set of diagonal entries, but there is no chance to create the corresponding "eigenvector" (polynomially bounded or not) unless $\lambda$ is appearing on the diagonal. So, we may have at most one-directional statement here. $\endgroup$
    – fedja
    Commented Feb 16, 2021 at 21:28
  • 2
    $\begingroup$ "How can we show that the exponentially increasing solutions do not correspond to elements in the spectrum of A?" It is a convolution operator now, so just pass to the Fourier side ;-) $\endgroup$
    – fedja
    Commented Feb 20, 2021 at 21:40
  • 1
    $\begingroup$ Those have true eigenvectors! $\endgroup$
    – fedja
    Commented Feb 27, 2021 at 14:36

0

You must log in to answer this question.