# Does (the ideal class of) the different of a number field have a canonical square root?

A theorem of Hecke (discussed in this question) shows that if $L$ is a number field, then the image of the different $\mathcal D_L$ in the ideal class group of $L$ is a square.

Hecke's proof, and all other proofs that I know, establish this essentially by evaluating all quadratic ideal class characters on $\mathcal D_L$ and showing that the result is trivial; thus they show that the image of $\mathcal D_L$ is trivial in the ideal class group mod squares, but don't actually exhibit a square root of $\mathcal D_L$ in the ideal class group.

Is there any known construction (in general, or in some interesting cases) of an ideal whose square can be shown to be equivalent (in the ideal class group) to $\mathcal D_L$.

Note: One can ask an analogous question when one replaces the rings of integers by Hecke algebras acting on spaces of modular forms, and then in some situations I know that the answer is yes. (See this paper.) This gives me some hope that there might be a construction in this arithmetic context too. (The parallel between Hecke's context (i.e. the number field setting) and the Hecke algebra setting is something I learnt from Dick Gross.)

Added: Unknown's very interesting comment below seems to show that the answer is "no", if one interprets "canonical" in a reasonable way. In light of this, I am going to ask another question which is a tightening of this one.

On second thought: Perhaps I will ask a follow-up question at some point, but I think I need more time to reflect on it. In the meantime, I wonder if there is more that one can say about this question, if not in general, then in some interesting cases.

• If this is possible, it likely will have to be very arithmetic. In a paper by Frohlich, Serre, and Tate (A different with an odd class, Crelle 209 (1962), 6–-7) they give a non-arithmetic example of an extension of Dedekind domains where the different is not a square in the class group. By comparison, if you look at discriminant ideals instead of different ideals then there is an algebraic construction of a square root: the Steinitz class. That is, if S/R is your Dedekind domain extension, decompose S as an R-module as S = R^{n-1}+M (direct sum) for an ideal M in R. Then [M]^2 = [disc(S/R)]. – KConrad Jun 19 '10 at 20:36
• Comments on this paper at end of volume II of Serre's collected works give two proofs for fn fields over (quasi)finite fields. The first is Hecke's, and the second (given away from char. 2) is geometric: constructs divisor class on the curve (not just over alg. closure) which doubles to the canonical class. Since the different in fn field case for a sep'ble cover is difference of canonical classes (base pulled back to source), one gets construction in the fn field case. Probably no useful analogue for number fields or else Serre would have said something. Though could email Serre to ask him! – BCnrd Jun 19 '10 at 20:55
• I'd guess the answer has to be "no", if one wants a canonical construction. In the fn field case, there's a moduli space $S_g$ of "spin curves" (curves endowed with a sqrt of can. bundle), naturally a cover of $M_g$. Any natural construction of a sqrt of can. bundle would lead to a global section of the cover $S_g / M_g$. But this cover is provably nontrivial (for $g \geq 2$?). By analogy, I'd doubt the existence of a natural construction in the number field case as well. – Marty Jun 20 '10 at 16:25
• There exists a quadratic extension of Q with class group cyclic of order 4, the different the element of order 2, and such that the automorphism group acts non-trivially on the class group. It follows that there is no natural square root of the dfferent. (I had found such an example in response to a question of Fulton about the arithmetic Riemann-Roch theorem around 20 years ago by looking up some tables but unfortunately do not recall all the details.) – naf Jun 21 '10 at 10:40
• Unknown, there is a mistake in your comment: the different ideal in a quadratic field is always principal. More generally, if the ring of integers has the form Z[a] then the different ideal is (f'(a)) for f(x) the min. poly. of a over Q. In any quadratic field the ring of integers has the form Z[a] for some a. Thus whatever example you may have found couldn't possibly be quadratic over Q. Was your base field the quadratic field instead of Q (and some extension of it had a class group of order 4, etc.)? – KConrad Jun 21 '10 at 21:51

The following example shows that, in its strongest form, the answer to Professor Emerton's question is no. This answer is essentially an elaboration on what is already in the comments.

Let $p \equiv q \equiv 5 \pmod 8$. Let $K/\mathbb{Q}$ be a cyclic extension of degree four totally ramified at $p$ and $q$ and unramified everywhere else (it exists). To make life easier, suppose that the $2$-part of the class group of $K$ is cyclic. The Galois group of $K$ is $G = \mathbb{Z}/4 \mathbb{Z}$. Let $C$ denote the class group of $K$. I claim that $C^G$ is cyclic of order two. Since the $2$-part of $C$ is cyclic, this is equivalent to showing that $C_G$ is cyclic of order two. By class field theory, $C_G$ corresponds to a Galois extension $L/\mathbb{Q}$ unramified everywhere over $K$ such that there is an exact sequence

$$1 \rightarrow C_G \rightarrow \mathrm{Gal}(L/\mathbb{Q}) \rightarrow \mathbb{Z}/4 \mathbb{Z} \rightarrow 1.$$

If $\Gamma$ is any finite group with center $Z(\Gamma)$, then an easy exercise shows that $\Gamma/Z(\Gamma)$ is cyclic only if it is trivial. We deduce that $L$ is the genus field of $K$. There is a degree four extension $M/L$ contained inside the cyclotomic field $\mathbb{Q}(\zeta_p,\zeta_q)$ that is unramified over $K$ at all finite primes. However, the congruence conditions on $p$ and $q$ force $K$ to be (totally) real and $M$ (totally) complex. Thus $M/K$ is ramified at the infinite primes, and $C_G = \mathbb{Z}/2\mathbb{Z}$, and the claim is established.

We note, in passing, that $L = K(\sqrt{p}) = K(\sqrt{q})$.

Suppose there exists a canonical element $\theta \in C$ such that $\theta^2 = \delta_K$, where $\delta_K$ is the different of $K$. The different $\delta_K$ is invariant under $G$. If $\theta$ is canonical in the strongest sense then it must also be invariant under $G$. In particular, the element $\theta \in C^G$ must have order dividing two, and hence $\theta^2 = \delta_K$ must be trivial in $C$. We conclude that if $\delta_K$ is not principal, no such $\theta$ exists.

It remains to show that there exists primes $p$ and $q$ such that $\delta_K$ is not principal and the $2$-part of $C$ is cyclic. A computation shows this is so for $p = 13$ and $q = 53$. For those playing at home, $K$ can be taken to be the splitting field of $$x^4 + 66 x^3 + 600 x^2 + 1088 x - 1024,$$ where $C = \mathbb{Z}/8 \mathbb{Z}$ and $\delta_K = $. $C$ is generated by (any) prime $\mathfrak{p}$ dividing $2$, and $G$ acts on $C$ via the quotient $\mathbb{Z}/2\mathbb{Z}$, sending $\mathfrak{p}$ to $\mathfrak{p}^3$.

• Thankyou very much for working out this concrete example! – Emerton Jul 24 '10 at 2:53

Let $N/K$ be a finite Galois extension of number fields, with Galois group $G$, then Hilbert's formula for the valuation of the different at a prime ideal $P$ of $N$ states that: $$v_P(D)=\sum_{i\geq 0}(|G_i(P)|-1)$$ where $G_i(P)$ is the $i$-th ramification group (in lower notation) at $P$ in $N/K$, and $|G_i(P)|$ is its order. The sum is finite since $G_i(P)=\{1\}$ for large $i$; it is an even integer if $G$ is of odd order, since this forces its subgroups $G_i(P)$ to be of odd order as well for any $i$, any $P$.

It follows that, in any odd degree Galois extension of number fields, there exists a fractional ideal whose square equals the inverse different. This fractional ideal, known as the "square root of the inverse different", has rich properties as a Galois module and as an hermitian module, which were first revealed and studied by Boas Erez, see e.g.

MR1128708 (92g:11108) Erez, B. The Galois structure of the square root of the inverse different. Math. Z. 208 (1991), no. 2, 239–255.

In conclusion we get a bit more than what was asked in the odd degree Galois extension case (an ideal whose square equals the inverse different, not only with the same class). But this does not say anything in the even degree or non-Galois case.

Let me point out that I would like to interpret "canonical" in a less strict sense. In order to explain what I mean, consider the following question:

Does there exist a canonical square root of $-1$ modulo primes $p = 4n+1$?

If canonical means that the result should be independent of any automorphism of the residue class group modulo $p$, then the answer is no: of $i$ is one answer, then the automorphism sending every residue class to its inverse will send $i$ to the other root $-i$.

Yet I would accept $i \equiv (\frac{p-1}2)! \bmod p$ as an answer to the question.

Edit 2 (28.07.10) I'm still thinking about what canonical should mean in this context. The ideal class of the square root is defined up to classes of order $2$; doesn't this mean that a "canonical" choice of this ideal class should be an element in the group $Cl(K)/Cl(K)$?

Edit. Trying to generalize frictionless jellyfish's example I ended up with the following results (which so far I have only partially proved).

Let $p$ and $q$ be two prime numbers with $p \equiv q \equiv 1 \bmod 4$. There is a unique cyclic quartic extension $K/\mathbb Q$ with conductor $pq$ and discriminant $p^3q^3$. Let $\mathfrak p$ and $\mathfrak q$ denote the prime ideals in $K$ above $p$ and $q$. Then $diff(K/\mathbb Q) = {\mathfrak p}^3 {\mathfrak q}^3$. Moreover, ${\mathfrak p}^2 {\mathfrak q}^2 = (\sqrt{pq}\,)$ is principal, so the ideal class of the different is either trivial or has order $2$.

Theorem If $(p/q) = -1$, then $Cl_2(K) \simeq $ if $p \equiv q \equiv 5 \bmod 8,$ and $Cl_2(K) \simeq $ otherwise. In both cases, the $2$-class field of $K$ is abelian over $\mathbb Q$, hence is equal to its genus class field.

The ideal classes of each of the prime ideals above $\mathfrak p$ and $\mathfrak q$ generates the $2$-class group.

Taking $p=5$ and $q = 17$ gives an example of a "non-canonical" square root. I have not yet found a criterion that would tell me when the different is principal and when its class has order $2$. Both cases do occur.

The case where $p$ and $q$ are quadratic residues of each other is more involved, more interesting (and more conjectural):

Theorem Assume that $(p/q) = +1$, and that $p \equiv q \equiv 5 \bmod 8$. Then $Cl_2(K) \simeq [2,2]$ if $(p/q)_4 (q/p)_4 = -1$, $Cl_2(K) \simeq $ if $(p/q)_4 = (q/p)_4 = -1$, and $Cl_2(K) \simeq [2^n], \ n \ge 3$ if $(p/q)_4 = (q/p)_4 = +1$.

If $(p/q)_4 = (q/p)_4 = -1$, then the ideal classes $[\mathfrak p]$ and $[\mathfrak q]$ are squares, but not fourth powers; in particular, the different is principal.

If $(p/q)_4 = (q/p)_4 = +1$, there are two cases:

1. $h_2(K) = h_2(k)= 2^n$; then $[\mathfrak p]$ and $[\mathfrak q]$ both have order $2$, and the different is principal.
2. $h_2(K) = 2h_2(k)= 2^n$; then either $\mathfrak p$ or $\mathfrak q$ is principal, whereas the other ideal generates a class of order $2$. In particular, the ideal class of the different has order $2$.
• Dear Franz, Thanks for this thoughtful remark, and please do let us know if you find something interesting! Regards, Matthew – Emerton Jul 25 '10 at 20:49
• Thanks for your "minor quibble" - I have proved the first theorem now, and without having computed a single example I bet that among the two cyclic quartic extensions with class group , the different is principal in one of them and generates a class of order $2$ in the other. The distinction will come from the value of the quadratic residue symbol [a+bi / c+di], where p = a^2 + b^2 and q = c^2 + d^2. – Franz Lemmermeyer Jul 27 '10 at 13:13

Recently the following was explained to me by Melanie Wood. (What follows is a summary of some results from her preprint here; see in particular the discussion at the top of page 3.)

If $f$ is a primitive irreducible binary $n$-ic form with coefficients in $\mathbb Z$, then we can consider the locus $S_f$ in $\mathbb P^1_{\mathbb Z}$ that $f$ cuts out. This will be finite over $\mathbb Z$, and hence is equal to Spec $R$, where $R = H^0(S_f, \mathcal O)$. The finite $\mathbb Z$-algebra $R$ will be an order in a number field of degree $n$. Not all orders in all number fields arise this way (if $n >3$), but certainly some do!

Now it turns out that restriction of $\mathcal O(n-2)$ to $S_f$ (which is an invertible sheaf on $S_f$, and hence gives an ideal class of $R$) is canonically isomorphic to the inverse different of $R$, and hence if $n$ is even then we can consider the restriction to $S_f$ of $\mathcal O((n-2)/2)$, and so obtain a square root of the inverse different of $R$.

As is explained in the above linked preprint, $R$ alone does not suffice to determine $f$; rather $f$ is determined by $R$ together with some extra ideal-theoretic strucure. So (as far as I know) this construction of the square root does not depend on $R$ alone, but on extra data. Nevertheless, it gives a very interesting answer to my question in those cases where it applies.

• In the interesting case n=4, the extra data attached to R is a "cubic resolvent ring." When R is the ring of integers of a quartic number field (which I think is the case you have in mind in your original question) the cubic resolvent is unique, so it isn't really extra data. But, as you say, not all quartic maximal orders arise this way -- only those R whose cubic resolvents are monogenic (generated by a single element over Z.) The case n=3 is intriguing -- could there be a "parametrization" in anything like Bhargava's sense for cubic rings together with a square root of inverse different? – JSE Jan 22 '11 at 6:05
• "Prepint" now corrected to "preprint"; apologies to those who thought we were going down to the pub. – Emerton Jan 22 '11 at 14:55

Since you asked for special cases where something was known, I'd like to mention this paper which I happened to come across :

MR2019023 (2004j:11135) Vinatier (Stéphane), Sur la racine carrée de la codifférente. Les XXIIèmes Journées Arithmetiques (Lille, 2001). J. Théor. Nombres Bordeaux 15 (2003), no. 1, 393--410

which begins by stating that the codifferent of an odd-degree galoisian extension $N|{\bf Q}$ has a canonical square root.

• Dear Chandan, Thank you very much; I'm looking forward to reading it! – Emerton Sep 29 '10 at 15:56

ADDED: As pointed out in the exchange of comments by unknown and KConrad, unknown's example doesn't work as stated. Nevertheless, it suggests a concrete test for one interpretation of the question, which might be interesting to investigate.

In light of unknown's very interesting comment above, it seems that the question asked has the answer "no" in general, at least under one very reasonable interpretation of "canonical".

• As pointed out by KConrad in his comment to the question, my "example" cannot possibly be correct as stated. Since I do not remember the details, I have to withdraw my claim that a canonical square root of the different does not exist. – naf Jun 22 '10 at 10:17