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A standard homework in measure theory textbooks asks the student to prove that there are not countably infinite $\sigma$-algebras. The only proof that I know is via a contradiction argument which yields no estimate on the minimum cardinality of an infinite $\sigma$-algebra.

Given an a set $X$ of infinite cardinality $\kappa$, the $\sigma$-algebra of all co-countable subsets of $X$ is of cardinality $2^\kappa$ $\kappa^{\aleph_0}$. This example doesn't tell me whether there are $\sigma$-algebras of cardinality below $2^{\aleph_0}$, if I don't assume the Continuum Hypothesis.

My question is as the title says: Are there $\sigma$-algebras of every uncountable cardinality?

Edit: The combined answer with Stephen, Matthew proves that the cardinality of a $\sigma$-algebra is necessarily at least $2^{\aleph_0}$. Further, for each cardinality $\kappa\ge 2^{\aleph_0}$ with uncountable cofinality, the $\sigma$-algebra of countable (or cocountable) subsets of a set $X$ with cardinality $\kappa$, is of cardinality $\kappa$.

What is left is whether for $\kappa\ge 2^{\aleph_0}$ with $cf(\kappa)=\aleph_0$ are there $\sigma$-algebras of cardinality $\kappa$. (I changed the title to reflect this.)

Thanks Stephen, Matthew, Apollo, for the combined work!

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  • $\begingroup$ It seems to me that Matthew's answer contradicts your claim in the second paragraph, and that Matthew is right. $\endgroup$
    – Harald Hanche-Olsen
    May 10, 2010 at 13:23
  • $\begingroup$ @Harald: As Griffeth pointed out, it seems that Matthew has omitted in his calculation those subsets which are countably infinite. $\endgroup$
    – user2529
    May 10, 2010 at 13:41
  • $\begingroup$ Dear Harald, Well, what about the sigma algebra of all countable or co-countable subsets of a countable set? Wouldn't Matthew's argument "prove" that it has countable cardinality? Best, Stephen $\endgroup$
    – GS
    May 10, 2010 at 13:43
  • $\begingroup$ Argh! I shall never again try to do mathematics when surrounded by loud conversation. I used to be able to do that, but now it seems I can't maintain my concentration in such circumstances. Oh well. $\endgroup$
    – Harald Hanche-Olsen
    May 11, 2010 at 3:05

3 Answers 3

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I'm really not used to thinking about this sort of question (which is why I'm giving it a shot...) but here goes.

Given a $\sigma$-algebra $A$ of subsets of a set $X$, assume that $A$ is infinite. Then $A$ is a poset, with inclusion as the order relation. Apply Zorn's lemma to the poset $P$ of all linearly ordered subsets of $A$ to conclude that there is a maximal linearly ordered subset of $A$; since $A$ is infinite this implies there is an infinite chain $S_1 \subset S_2 \subset \cdots$ of elements of $A$. The pairwise differences $S_{i+1}-S_{i}$ are pairwise disjoint and generate a $\sigma$-subalgebra of $A$ of size at least the size of the power set of $\mathbb{Z}_{\geq 0}$. So any infinite $\sigma$-algebra is at least that big.

Edit: Actually, this combined Matthew's argument below almost finishes the problem: if the cardinality of X is at least that of the power set of $\mathbb{Z}_{\geq 0}$, then the $\sigma$-algebra of countable or cocountable sets in $X$ has cardinality $X$ if $X$ is not of countable cofinality. So a cardinal number is the cardinality of a sigma algebra exactly if it is at least the cardinality of the continuum (no CH needed) and not of countable cofinality.

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  • $\begingroup$ So this would seem to suggest that it's not possible to get a cardinality between $\aleph_0$ and $2^\aleph_0$... $\endgroup$
    – Matthew Daws
    May 10, 2010 at 14:41
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    $\begingroup$ A small nitpick: the set of negative integers is infinite and linearly ordered but it'll take quite a lot of effort to extract an infinite increasing chain out of it. $\endgroup$
    – fedja
    May 11, 2010 at 2:28
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    $\begingroup$ Dear Griffeth, $\aleph_\omega$ has countable cofinality. If CH is true, then $2^{\aleph_0}=\aleph_1<\aleph_\omega$. $\endgroup$
    – user2529
    May 15, 2010 at 10:19
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    $\begingroup$ $2^{\aleph_0}$ is different from $\aleph_\omega$. Maybe you are thinking that $cf(\kappa)$ is an increasing function in $\kappa$? (which it is not) $\endgroup$
    – user2529
    May 15, 2010 at 11:03
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    $\begingroup$ Yes. You have just proved that $2^{\aleph_0}$ has uncountable cofinality. Still, that does not exclude the possibility of cardinals larger than $2^{\aleph_0}$ which has countable cofinality. $\endgroup$
    – user2529
    May 15, 2010 at 11:09
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A Boolean algebra is $\sigma$-complete if every countable subset has a least upper bound and a greatest lower bound. Every $\sigma$-algebra is a $\sigma$-complete Boolean algebra. Every (infinite) $\sigma$-complete Boolean algebra $B$ satisfies $|B|^{\aleph_0}=|B|$. (I am almost certain that a proof of this fact is in the Handbook of Boolean Algebras, Volume 1.) Since for every infinite cardinal $\kappa$, $\kappa<\kappa^{\text{cf}(\kappa)}$, there is no infinite $\sigma$-algebra of some size $\kappa$ of cofinality $\aleph_0$.

Something stronger is actually true: By a result of Koppelberg [Boolean algebras as unions of chains of subalgebras, Algebra Universalis, Vol. 7 (1977), 195-203], no $\sigma$-complete Boolean algebra is the union of a countable increasing chain of proper subalgebras. This also implies that the size of a $\sigma$-algebra cannot be of countable cofinality.

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Edit: Yeah, this is nonsense! So really $|S|=|X|^{|\mathbb N|}=|X|^{\aleph_0}$.

Let X be a set of uncountable cardinality. Let S be the collection of countable or cocountable subsets of X. Then $X\in S$, clearly $S$ is closed under taking complements, and S is easily seen to be closed under countable unions.

Every co-countable set corresponds to a countable set, so the cardinality of S is equal to the cardinality of the collection of countable subsets of X, say C. We can write C as the countable union of subsets of X of size $1,2,3,\cdots$. But the collection of subsets of X of size n has cardinality |X| for any n, and so we conclude that S has size |X| as well.

So, it seems you can find a sigma algebra of any uncountable cardinality. Or did I make a mistake?

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  • $\begingroup$ I don't understand where the countably infinite subsets of $X$ fit into your countable union (they don't have size $n$ for any integer $n$). Am I being dense? $\endgroup$
    – GS
    May 10, 2010 at 13:30
  • $\begingroup$ So, in fact, we get cardinality $|X|^{\aleph_0}$. And, examining the argument, we see that ANY uncountable sigma-algebra is at least this, so has cardinal at least ${\alpha_0}^{\aleph_0} = 2^{\aleph_0}$. Thus, if CH fails, then the answer to the original question is NO. $\endgroup$
    – Gerald Edgar
    May 10, 2010 at 13:59
  • $\begingroup$ This argument doesn't work. The set of countable subsets of a cardinal $\kappa$ will be of size $\kappa^\omega$ which will be equal to $2^\omega \kappa$ for $\kappa$ with uncountable cofinality (and hence $>\kappa$ for any $\kappa<2^\omega$. For $\kappa$ of countable cofinality $\kappa^\omega>\kappa$. So in all of these cases your construction fails. However, for $\kappa$ of uncountable cofinality you will get a $\sigma$-algebra of cardinality $\kappa$. $\endgroup$
    – Apollo
    May 10, 2010 at 14:09
  • $\begingroup$ Yes, I agree, I did indeed make a mistake. Hopefully the edit shows this... $\endgroup$
    – Matthew Daws
    May 10, 2010 at 14:36
  • $\begingroup$ No, the conclusion is $|X|^{\aleph_0}$, not $2^{|X|}$. $\endgroup$
    – Gerald Edgar
    May 10, 2010 at 14:45

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