# Non-examples of model structures, that fail for subtle/surprising reasons?

An often-cited principle of good mathematical exposition is that a definition should always come with a few examples and a few non-examples to help the learner get an intuition for where the concept's limits lie, especially in cases where that's not immediately obvious.

Quillen model categories are a classic such case. There are some easy rough intuitions—“something like topological spaces”, “somewhere one can talk about homotopy”, and so on—but various surprising examples show quite how crude those intuitions are, and persuade one that model categories cover a much wider range of situations than one might think at first.

However, I haven't seen any non-examples of model structures written up, or even discussed—that is, categories and classes of maps which one might think would be model structures, but which fail for subtle/surprising reasons. Presumably this is because, given the amount of work it typically takes to construct an interesting model structure, no-one wants to write (or read) three-quarters of that work without the payoff of an actual example at the end. Has anyone encountered any interesting non-examples of this sort?

Background on my motivations: I'm currently working with Batanin/Leinster style weak higher categories, and have a problem which seems amenable to model-theoretic techniques, so I'm trying to see if I can transfer/adapt/generalise the model structures defined by Cisinski et al, Lafont/Métayer/Worytkiewicz, etc. in this area. So I have some candidate (cofibrantly generated) classes of maps, and am trying to prove that they work; and there are lots of good examples around of how to prove that something is a model structure, but it would also be helpful to know what kinds of subtleties I should be looking out for that might make it fail to be.

-
In my limited experience, it seems like the factorization axioms are sometimes the problematic bit. In graduate school, I was looking for some sort of model structure on something (I can't quite remember what, but it was motivated by something in Morel-Voevodsky) and I gave up after proving that the factorizations I wanted didn't always exist. (If I track down my notes on this, maybe I'll say more.) I'm told a similar problem shows up in trying to define a model structure on the category of graphs in which weak equivalences are "foldings." So my advice is: check the factorizations. –  Dan Ramras May 2 '10 at 19:48
At least when constructing a cofibrantly generated model structure, the existence of the two factorization systems is automatic, and the hard part is usually either checking that they match up in the correct way, or finding a generating set for the acyclic cofibrations so that you can apply the small object argument (although the latter becomes easier with Smith's theorem on a locally presentable category). –  Mike Shulman May 2 '10 at 22:25
On the other hand, the most common mistake I've seen people make, in claiming that a model structure exists when it doesn't, is choosing an underlying category that lacks limits and colimits! Apparently the most "obvious" axioms are sometimes the easiest to forget to verify. –  Mike Shulman May 2 '10 at 22:25
@Dan: Indeed, in my case, as Mike describes, I have the two factorisation systems (constructed by either abstract or hands-on arguments), and the tricky bit is checking facts like: the "trivial cofibrations" (i.e. left maps of second WFS) really are the intersection of "cofibrations" (left maps of first) and "weak equivalences". But I'd definitely be interested to hear the examples you had in mind... –  Peter LeFanu Lumsdaine May 3 '10 at 2:06
A comment about your motivations: you should read Olschok's PhD which provides more general settings to construct such model structures. The key point is to find an appropriate cylinder (for Cisinski's model categories) or cocylinder functor (for LMW's model categories). –  Philippe Gaucher Sep 26 '14 at 9:12

## 6 Answers

Here is a classical example.

Let CDGA be the category of commutative differential graded algebras over a fixed ground field k of characteristic $p$. Weak equivalences are quasi-isomorphisms, fibrations are levelwise surjections. These would determine the others, but cofibrations are essentially generated by maps $A \rightarrow B$ such that on the level of the underlying DGA, $B$ is a polynomial algebra over $A$ on a generator $x$ whose boundary is in $A$.

CDGA is complete and cocomplete, satisfies the $2$-out-of-$3$ axiom, the retract axiom, satisfies lifting, and a general map can be factored into a cofibration followed by an acyclic fibration by the small object argument.

However, you don't have factorizations into acyclic cofibrations followed by fibrations, because of the following.

Suppose $A \rightarrow B$ is a map of commutative DGAs which is a fibration in the above sense. Then for any element $[x]$ in the (co)homology of $B$ in even degree, the $p$-th power $[x]^p$ is in the image of the cohomology of $A$. In fact, pick any representing cycle $x \in B$ and choose a lift $y \in A$. Then the boundary of $y^p$ is $py^{p-1} = 0$ by the Leibniz rule, so $[y^p]$ is a lift of $[x]^p$ to the (co)homology of $A$.

(As a result, there are a lot of other "homotopical" constructions, such as homotopy pullbacks, that are forced to throw you out of the category of commutative DGAs into the category of $E_\infty$ DGAs.)

Nothing goes wrong in characteristic zero.

-
Thankyou --- very interesting! Can you recommend any good expositions of this? (I've met CDGA's socially, but never gotten to know them beyond nodding terms.) –  Peter LeFanu Lumsdaine May 8 '10 at 2:29
For characteristic zero, you might try looking up rational homotopy theory - e.g. the book by Felix-Halperin-Thomas. –  Tyler Lawson May 8 '10 at 11:40
Not that this changes your argument, but there seems to be a $dy$ missing in your formula for $d(y^p)$. –  Lennart Meier Aug 9 '12 at 9:03
@Lennart: Whoops, you're correct, thanks. –  Tyler Lawson Aug 15 '12 at 5:13
Is there any reference for the counterexample in characteristic p? –  Dmitri Pavlov May 20 at 13:58

I like the following example because it is very close to the origins of homotopy theory (and also because I worked on it at the beginning of my career): proper homotopy theory. Objects are topological spaces, maps are proper maps, one can define proper homotopies via cylinders in the usual way, weak equivalences are proper homotopy equivalences, and cofibrations are proper maps satisfying the homotopy extension property. The 'cofibrant' part works as in a model category, this is a cofibration category, but there are very few fibrations. Moreover, the category is not complete, it doesn't even have a final object. This is because the map to a point $X\rightarrow *$ is not proper unless $X$ is compact. Proper homotopy theory is however very much developed on its own, and has been applied in many contexts.

-
Didn't notice this answer before. Very interesting –  David White Jun 9 '13 at 14:00

The answer to Peter's answer is no, as expected. Here's why: The intersection of {homotopy equivalences} and {Serre fibrations} is not closed under pullback (base change).

It's easy to make a continuous bijection which is both a homotopy equivalence and a Serre fibration but which over some subspace of its codomain is only a weak equivalence. Pick any space $X$ that is totally disconnected but not discrete. The example will be a fibration over $X\times I$. Let $Y$ be the set $X$ made discrete. The "identity" $f:Y\to X$ is a weak homotopy equivalence, but not a homotopy equivalence (because the only candidate for a homotopy inverse is the inverse, which is not continuous). Let $Z$ be the mapping cylinder of $f$, i.e. the set $X\times I$ topologized as a quotient of $(Y\times I)\coprod (X\times 1)$. The "identity" $Z\to X\times I$ is the example. Every map of a disk into $X\times I$ lifts uniquely to $Z$, so the map is trivially both a Serre fibration and a weak equivalence. It's even a homotopy equivalence, because both spaces contain $X\times 1$ as deformation retract. But pull back to $X$ by $x\mapsto (x,0)$ and you get $f$.

-

There is a whole slew of examples given by the $J$-semi model structures which arise in the study of operads and algebras over an operad. A $J$-semi model category satisfies most of the axioms of a model category, but two have to be tweaked. First, not all trivial cofibrations lift against fibrations; only those with cofibrant domain do. The lifting of cofibrations against trivial fibrations works as usual. Second, not all maps factor into a trivial cofibration followed by a fibration; only those maps with cofibrant domain do. The other factorization works fine.

These come up because without strong hypotheses on the underlying category $M$, one doesn't know that $Op(M)$ is a model category ($M$ needs to have a monoidal fibrant replacement functor and a commutative Hopf interval object, see e.g. the nLab) . But with very minimal hypotheses on $M$ (symmetric monoidal and cofibrantly generated suffice) you do get a $J$-semi model category. The concept of a $J$-semi model category--under a different name--appeared first in a preprint of Hovey called Monoidal Model Categories (Theorem 2.3), available from his website. This paper was a follow-up to the famous paper Algebras and Modules in Monoidal Model Categories, by Schwede and Shipley. Hovey was trying to figure out what could be said in the absence of the monoid axiom from that paper.

The best reference for $J$-semi model categories is Markus Spitzweck's Operads, Algebras and Modules in General Model Categories. This defines them more generally than Hovey and develops a theory which mimics that in Hovey's book on Model Categories. Corollary 8 of Spitzweck shows that Tyler's example is a $J$-semi model category which is not a model category. It proves in particular that if $M$ is a cofibrantly generated left proper model category with domains of the generating cofibrations cofibrant and cofibrant unit, then commutative monoids in $M$ form a $J$-semi model category. This paper also shows that if $O$ is an operad which is cofibrant in the projective model structure on collections, then algebras over $O$ and modules over a cofibrant $O$-algebra $A$ have $J$-semi model structures. Getting actual model structures rather than $J$-semi model structures requires more hypotheses on the underlying category $M$, and is part of my current thesis work.

Another example in the same style as $J$-semi model categories, but on the fibrant side, are the semimodel categories which appear in Clark Barwick's "On the Dreaded Right Bousfield Localization." A right semimodel category satisfies all the usual axioms, but factorizations into cofibrations followed by trivial fibrations and the lifting criterion for trivial fibrations only hold if the codomain is fibrant. A left semimodel category is a $J$-semi model category. Barwick proves that the right Bousfield localization of $M$ is a right semimodel categories, even if $M$ is not right proper. This gives many examples of right semimodel categories which are not model categories.

Here are a few other examples I've found of things which are not model categories.

• In this paper of Schwede he mentions on page 22 that the category of commutative DFSPs is not a model category. A DFSP is a degreewise functor with smash product. They are models for brave new rings in $\Gamma$-spaces. The failure is because the $E_\infty$ structure on the cofibrant replacement $QS^0$ is not equivalent to a commutative simplicial monoid structure. Again, this example demonstrates the difference between $J$-semi model structures and model structures.

• In this paper of Mandell he mentions on page 38 that this category $\mathcal{E}_{F_q}$ is not a model category, even though it has a homotopy category. It's the category of $E_\infty$ $F_q$ algebras. The failure is related to Tyler's example, but is different because the operad is cofibrant in this case.

• In these notes of Bergner she mentions on page 16 that the category $SSet^{\Delta^{op}}_{disc}$ of Segal precategories does not have a model structure with cofibrations being monomorphisms and weak equivalences levelwise. She gives an example where factorization fails. This kind of failure of a model structure is also mentioned in recent work of Shipley and Hess. Again the issue is related to needing cofibrations to be monomorphisms.

Here are some examples of model categories which are not cofibrantly generated (since the last paragraph of the OP's question suggests these would also be of interest)

EDIT: The last example is cofibrantly generated, both on $Ch(R)$ (see Theorem 2.3.13 in Hovey's book) and on diagram categories $M^D$. Riehl was asking about $Ch(A)$ for an abelian category $A$ with enough injectives. There's potentially an example in that setting of a model category which is not cofibrantly generated, but it doesn't seem to be known. As for diagram categories, in order to know the injective model structure on $M^D$ exists you usually need to know $M$ is combinatorial (and $D$ is small, of course). In HTT, Lurie proves (A.2.8.2) that if $M$ is combinatorial then $M^D$ is combinatorial, so it's cofibrantly generated. Furthermore, $id:M^D_{inj} \stackrel{\to}{\gets} M^D_{proj}:id$ is a Quillen equivalence. I learned this from the nLab, but the proof is trivial once you know the statement because the maps in question are all defined levelwise, so it's just the fact that $id_M$ is a Quillen equivalence.

EDIT #2: In Chapter 4 of May and Sigurdsson's Parameterized Homotopy Theory another type of "almost model category" comes up. In particular, given a topological model category $C$ you can try to define an $h$-type model structure analogous to what is done for spaces. So a map is an $h$-fibration if it has CHP (i.e. the RLP with respect to $X\to Cyl(X)$ for all $X$), and is an $h$-cofibration if it has HEP (i.e. the LLP with respect to $Cocyl(X)\to X$ for all $X$). Say that $f$ is a strong $h$-fibration if it has the relative CHP, and a strong $h$-cofibration if it has the relative HEP. Then using $h$-fibrations and strong $h$-cofibrations OR using $h$-cofibrations and strong $h$-fibrations give two new structures which satisfy all the axioms for a model category except that the factorization axiom becomes

"Any map $f: X \to Y$ factors as $X \to Mf \to Y$ where the first map is a strong $h$-cofibration and the second has a section which is an $h$-acyclic strong $h$-cofibration, and $f$ factors as $X\to Nf \to Y$ where the first map is a strong $h$-fibration and the second has a section which is an $h$-acyclic strong $h$-fibration."

This is Theorem 4.3.1. Theorem 4.4.2 gives a hypothesis under which this almost model structure becomes a model structure. You need to know that given a chain of $h$-acyclic $h$-coﬁbrations $j_n:Z_n\to Z_{n+1}$ and given a compatible system $q_n:Z_n\to Y$ which gives $q:$colim $Z_n \to Y$ then colim $Nq_n \to Nq$ is an isomorphism in $C$. So the failure of these structures on $C$ to form a model structure has to do with the failure of this axiom, which I imagine is a bit surprising to those who don't work with model categories a lot.

EDIT (3/9/14): It appears I made a mistake in my earlier version of this answer (and in a recent edit), due to not fully understanding the notation in Markus Spitzweck's thesis. Corollary 8 which I discuss above in the struck out text is not actually about strictly commutative monoids and thus has nothing to do with Tyler's answer. Spitzweck uses the notation $Comm_C$ to denote algebras over a particular $E_\infty$ operad, and the $\Sigma$-cofibrancy of that operad assures us (by his Theorem 5) that algebras over the opeard have a semi-model structure. $Com$ is not $\Sigma$-cofibrant in general, and in positive characteristic, $CDGA(k)$ is not a semi-model category (I recently proved that if it were then in fact CDGA($k$) would be a (full) model category). Note that $Com$ is $\Sigma$-cofibrant in $Ch(k)$ if $k$ is a field of characteristic zero, because in this setting all symmetric sequences are projectively cofibrant (I learned this from recent papers of John Harper). For non-zero characteristic it should be easy to construct examples which show that $Com$ is not $\Sigma$-cofibrant.

-
Model category structures on partial orders are usually not cofibrantly generated as well (for class-sized partial orders, of course). –  o a Aug 24 '12 at 18:17

As nicely expounded at the n-lab, there are three well-known model structures on Top: the Quillen model structure, the Hurewicz model structure, and the mixed model structure, which takes its weak equivalences from the Quillen one and its fibrations from the Hurewicz.

Presumably if we try to mix the model strutures the other way round, it doesn't work. That is, if we try to define a model structure on Top by taking

• $\mathcal{W}$ := homotopy equivalences,

• $\mathcal{F}$ := Serre fibrations, i.e. maps with the right lifting property w.r.t. $X \rightarrow X \times [0,1]$ for every cell complex $X$ (equivalently, for every disc).

• $\mathcal{C}$ := maps with the left lifting prop w.r.t. the inclusion $\mathcal{W} \cap \mathcal{F}$,

then something will go wrong. My suspicion is that it's impossible to construct the "cofibration; trivial fibration" factorisation:

• the path-object construction used for this in the Hurewicz structure doesn't work, as the left map may no longer be a cofibration if the spaces involved aren't cell complexes;

• the small object argument used in the Quillen structure doesn't work, since as we're now using strong homotopy equivalences not weak ones, there's no longer a generating set of cofibrations.

I haven't however either come up with an argument that no such factorisation exists or found a reference for... but presumably this too is well-known in the right circles, just less widely written-about than the related positive results?

(Thanks to Michael Warren for pointing me towards this example.)

-

By a result of Schochet, the category of C*-algebras with homotopy equivalences and "Schochet fibrations" is a pointed category of fibrant objects whose homotopy category is the ordinary homotopy category of C*-algebras.

It was observed by Andersen and Grodal that the above pointed category of fibrant objects is not the full subcategory of fibrant objects of a Quillen model category.

Here is a recent reference reviewing both results: O. Uuye: Homotopy Theory for C*-algebras

-