By the Modularity Theorem (a.k.a. the Shimura--Taniyama--Weil Conjecture), if $E$ is an elliptic curve over $\textbf{Q}$ with conductor $N$, then there exists a “modular parametrization” $\psi: X_0(N) \to E$, a non-constant surjective morphism defined over $\textbf{Q}$. Let me call this “geometric” modularity.

It is known that this is equivalent to the existence of a holomorphic modular form of weight 2 and level $\Gamma_0(N)$ such that $L(E, \chi, s) = L(f, \chi, s)$ for all Dirichlet characters $\chi$. Indeed, over $\textbf{Q}$, such a result follows from the weaker result that $L(E, s) = L(f,s)$. Let me call this “analytic” modularity.

According to the Langlands philosophy, one expects all motivic L-functions to be automorphic. In particular, for Galois representations coming from the etale cohomology of any variety over a number field, one expects to be able to attach an automorphic representation (or some set of them, depending on the context); so we expect “analytic” modularity in some general sense. It seems like most modularity/automorphy results aim to prove this kind of statement.

My question is the following:

Does one also expect a general form of “geometric” modularity to hold?

I have not seen any such parametrizations outside of the well-known case of modular parametrizations of elliptic curves over $\textbf{Q}$, and occasionally by Shimura curves (but am less familiar with the implications, compared to the modular curve case). Since many of the nice “coincidences” in this classical modularity setting seem to break down as one passes to more general settings, and since the connection between geometric and analytic modularity seems weaker in the function field setting (e.g. the relevant automorphic forms are not functions or sections of line bundles on the Drinfeld modular curve), does one expect a general "geometric" modularity statement to hold? For example, given a higher genus curve over $\textbf{Q}$, or an elliptic curve over a number field, or a surface (say, abelian) over $\textbf{Q}$, do you expect some form of modularity to correspond to the existence of a map from some space (like a Shimura variety) to the variety in question?

I am aware that one can sometimes, say, find the appropriate motives in the cohomology of Shimura varieties (e.g. if V is a variety such that $L(V,s) = L(\pi, s)$ for some automorphic representation $\pi$, and then you may have a Galois representation attached to $\pi$ lying in the cohomology of some Shimura variety), but let me call this a case of "analytic" modularity instead of a weak form of "geometric" modularity, for the sake of the question. In other words, by "geometric" modularity, I am specifically referring to the existence of something like a morphism from, say, a Shimura variety to a variety over a number field. When I asked this question (IRL), some suggested that such a statement may be better formulated in the language of correspondences (or purely in the language of motives), but then that such an answer may be essentially the case of the variety $V$ above. I would be interested in any such answers, or in any corrections to the formulation of the question.

  • $\begingroup$ I don't think I understand your rejection of correspondences as answers. Suppose that $V$ is some arbitrary variety, $X$ is some Shimura variety, and the same automorphic representation turns up in $H^{\ast}(V)$ and $H^{\ast}(X)$. Shouldn't it count as geometric to give a correspondence between $V$ and $X$ inducing an isomorphism on this subrep? Just asking for my own understanding; this isn't my area. $\endgroup$ Sep 8, 2015 at 14:29
  • $\begingroup$ @DavidSpeyer I apologize for the confusing nonstandard terminology. A correspondence in the sense you mention would indeed be something most mathematicians would call "geometric," and most results in, say, geometric representation theory are of this flavor. I just wanted to exclude the cases of "modularity/automorphy" that I am familiar with, namely, the ones that only requires an equality of L-functions. I could have said something like "morphism modularity" or "parametrization modularity," but those felt more clumsy at the time I wrote the question. $\endgroup$
    – Miles Lake
    Sep 8, 2015 at 23:19

1 Answer 1


A natural generalization of the geometric modularity conjecture which is compatible with your formulation

Do you expect some form of modularity to correspond to the existence of a map from some space (like a Shimura variety) to the variety in question?

is to ask whether a variety always appears as a quotient of the Picard variety of (the smooth compactification of) a Shimura variety.

The answer to this question is negative, and in fact is already so for abelian varieties for the following reasons.

Let $X$ be a Shimura variety and let $X^*$ be a smooth compactification. The weights (as Hodge decomposition or as Galois representation) attached to an abelian variety are $(0,1)$ and $(1,0)$ so if an abelian variety appears as a quotient (up to isogeny) of the Picard variety of $X$, these weights have to appear in the weight decomposition of the Hodge structure attached to $X^*$. There, they can only appear inside the first graded piece of the $H^1$, which thus has to be non-trivial. However, this turns out to be a very restrictive condition. Unraveling its meaning in $L_2$-cohomology yields the following result which says that the non-CM abelian varieties which are geometrically modular in the sense of the question are the one you already know about.

Theorem Every non-CM abelian variety which occurs as a quotient of the Picard variety of any smooth compactification of a Shimura variety is isogenous to a base change of a factor of the Jacobian of a quaternionic Shimura curve.

This theorem is deemed folklore in Elliptic curves, Hilbert modular forms, and the Hodge conjecture (D.Blasius, 2004) but this could have been modesty on Don Blasius's part.

For general varieties, I have heard L.Clozel explain why the situation is (of course) still much worse but the afferent preprint is not available as far as I know. I think it is fair to say to sum up that one should not expect much geometric modularity beyond the already known cases.

  • $\begingroup$ Thanks for your answer! I suppose this generalization is not so surprising, since most varieties wouldn’t be nice quotients of abelian varieties, and even more so from a restricted class like Picards of Shimura varieties. However, I was wondering if there was anything beyond the case of Shimura varieties, which is one reason why I didn’t restrict the question to them. Referring again to the function field analogue (e.g. D-elliptic sheaves, positive-char uniformizations), one does not have to parametrize a variety (say, abelian) by some moduli space of the same kind of variety. $\endgroup$
    – Miles Lake
    Sep 8, 2015 at 23:58
  • $\begingroup$ For example, the Blasius paper says that the elliptic curve corresponding to (certain) Hilbert automorphic representations are not quotients of Albanese of any Shimura variety (even in the real quadratic case), but he does realize the curve in an abelian variety he constructs by hand, so I suppose my follow-up would be along the lines of “can one always systematically construct something like this variety?”, "Does such a conjecture follow from any of the big standard conjectures?", or “Is the abelian variety he constructs a Jacobian of some curve that admits a map to the elliptic curve?” $\endgroup$
    – Miles Lake
    Sep 9, 2015 at 0:01

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