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I know that there are analytic functions whose composition with itself is the exponential function, the so-called functional square root of the exponential function, with the additional property that it is real on the real line.

Is a similar property possible for a holomorphic function that interpolates the tower function?

Tower function on the positive integers is defined recursively by $f(n+1) = e^{f(n)}, f(1) = 1$.

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  • $\begingroup$ I think that I remember hearing somewhare that the functional square root of exp is not even continuous let alone holomorphic. Although feel free to correct me if I'm mistaken. I checked on wikipedia, but I couldn't find it. $\endgroup$ Apr 8, 2010 at 5:04
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    $\begingroup$ See the related question mathoverflow.net/questions/12081/… and its answers. $\endgroup$ Apr 8, 2010 at 5:40
  • $\begingroup$ @fpqc: perhaps this was what you were thinking of? mathoverflow.net/questions/4347/… $\endgroup$
    – Yemon Choi
    Apr 8, 2010 at 5:42
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    $\begingroup$ en.wikipedia.org/wiki/Tetration $\endgroup$ Apr 8, 2010 at 7:45
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    $\begingroup$ The cohomological theory of Stein spaces disposes of such problems in a non-constructive way that works in any dimension and beyond Euclidean spaces. (Approximation methods are implicit in foundational proofs.) Read the book Theory of Stein Spaces. $\endgroup$
    – BCnrd
    Apr 8, 2010 at 12:50

6 Answers 6

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The function you want grows too fast to be interpolated by usual method, but there exists an iterative solution with Cauchy integrals by Dmitry Kouznetsov and Henryk Trappmann

If you relax the condition so to find a solution for $f(x+1)=a^{f(x)}$ such that $$a \le e^{1/e} $$ then there are multiple expressions for your function:

$$f(x)=\sum_{m=0}^{\infty} \binom xm \sum_{k=0}^m \binom mk (-1)^{m-k}\exp_a^{[k]}(1)$$

$$f(x)=\lim_{n\to\infty}\binom xn\sum_{k=0}^n\frac{x-n}{x-k}\binom nk(-1)^{n-k}\exp_a^{[k]}(1)$$

$$f(x)=\lim_{n\to\infty}\frac{\sum_{k=0}^{2n} \frac{(-1)^k \exp_a^{[k]}(1)}{(x-k)k!(2n-k)!}}{\sum_{k=0}^{2n} \frac{(-1)^k }{(x-k) k!(2n-k)!}}$$

$$f(x)=\lim_{n\to\infty} \log_a^{[n]}\left(\left(1-\left(\ln \left(\frac{W(-\ln a)}{-\ln a}\right)\right)^x\right)\frac{W(-\ln a)}{-\ln a}+\ln \left(\frac{W(-\ln a)}{-\ln a}\right)\exp_a^{[n]}(1)\right)$$

Always here the number in square brackets designates n-th iteration and $W(x)$ is the Lambert's function.

There is also an expression for inverse function:

$$ f^{[-1]}(x)=\lim_{n\to\infty} \frac{\ln \left(\frac{\frac{W(-\ln a )}{\ln a}+\exp_a^{[n]}(x)}{\frac{W(-\ln a)}{\ln a}+\exp_a^{[n]}(1)}\right)}{\ln \ln \left(\frac{W(-\ln a)}{-\ln a}\right)}$$

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The question is often phrased, can tetration or iterated exponentiation be naturally extended to the real and complex numbers. Using the notation $^{1}a=a, ^{2}a=a^a, ^{3}a=a^{a^a}$, how do you compute a number like $^{.5}2$, and what are the properties of $^{x}e$ ?

The Derivatives of Iterated Functions

Consider the smooth function $f(z): \mathbb{C} \rightarrow \mathbb{C}$ and its iterates $f^{\;\:t}(z), t \in \mathbb{N} $. The standard convention of using a coordinate translation to set a fixed point at zero is invoked, $f(0)\equiv 0$, giving $f(z)=\sum_{n=1}^{\infty} \frac{f_n}{n!} z^n$ for $0\leq |z|< R$ for some positive $R$. Note that $f(z)$ is the exponential generating function of the sequence $f_0, f_1, \ldots ,f_\infty$, where $f_0=0$ and $f_1$ will be written as $\lambda$. The expression $f_j^k$ denotes $(D^j f(z))^k |_{z=0}$ . Note: The symbol $t$ for time assumes $t \in \mathbb{N}$, that time is discrete. This allows the variable $n$ to be used solely in the context of differentiation. Beginning with the second derivative each component will be expressed in a general form using summations and referred to here as Schroeder summations.

The First Derivative

The first derivative of a function at its fixed point $Df(0)=f_1$ is often represented by $\lambda$ and referred to as the multiplier or the Lyapunov characteristic number; its logarithm is known as the Lyapunov exponent. Let $g(z)=f^{t-1}(z)$, then

$ Df(g(z)) = f'(g(z))g'(z)$

$ = f'(f^{t-1}(z))Df^{t-1}(z) $

$ = \prod^{t-1}_{k_1=0}f'(f^{t-k_1-1}(z))$

$ Df^t(0) = f'(0)^t $

$ = f_1^t = \lambda^t $

The Second Derivative

$D^2f(g(z)) = f''(g(z))g'(z)^2+f'(g(z))g''(z)$

$= f''(f^{t-1}(z))(Df^{t-1}(z))^2+f'(f^{t-1}(z))D^2f^{t-1}(z) $

Setting $g(z) = f^{t-1}(z)$ results in

$ D^2f^t(0) = f_2 \lambda^{2t-2}+\lambda D^2f^{t-1}(0)$.

When $\lambda \neq 0$, a recurrence equation is formed that is solved as a summation.

$ D^2f^t(0) = f_2\lambda^{2t-2}+\lambda D^2f^{t-1}(0)$

$ = \lambda^0f_2 \lambda^{2t-2}$

$ +\lambda^1f_2 \lambda^{2t-4}$

$+\cdots$

$+\lambda^{t-2}f_2 \lambda^2$

$+\lambda^{t-1}f_2 \lambda^0$

$ = f_2\sum_{k_1=0}^{t-1}\lambda^{2t-k_1-2} $

The Third Derivative

Continuing on with the third derivative, $ D^3f(g(z)) = f'''(g(z))g'(z)^3+3f''(g(z))g'(z)g''(z)+f'(g(z))g'''(z)$

$ = f'''(f^{t-1}(z))(Df^{t-1}(z))^3 $

$ +3f''(f^{t-1}(z))Df^{t-1}(z)D^2f^{t-1}(z)$

$ +f'(f^{t-1}(z))D^3f^{t-1}(z)$

$ D^3f^t(0) = f_3\lambda^{3t-3}+3 f_2^2\sum_{k_1=0}^{t-1}\lambda^{3t-k_1-5} +\lambda D^3f^{t-1}(0) $

$ = f_3\sum_{k_1=0}^{t-1}\lambda^{3t-2k_1-3} +3f_2^2 \sum_{k_1=0}^{t-1} \sum_{k_2=0}^{t-k_1-2} \lambda^{3t-2k_1-k_2-5} $

Note that the index $k_1$ from the second derivative is renamed $k_2$ in the final summation of the third derivative. A certain amount of renumbering is unavoidable in order to use a simple index scheme.

Iterated Functions

Putting the pieces together and setting the fixed point at $f_0$ gives,

$f^t(z) = \sum_{j=0}^\infty D^j f^t(f_0) (z-f_0)^j $

$ = f_0+\lambda^t (z-f_0)+( f_2\sum_{k_1=0}^{t-1}\lambda^{2t-k_1-2}) (z-f_0)^2$

$+ (f_3\sum_{k_1=0}^{t-1}\lambda^{3t-2k_1-3} +3f_2^2 \sum_{k_1=0}^{t-1} \sum_{k_2=0}^{t-k_1-2} \lambda^{3t-2k_1-k_2-5}) (z-f_0)^3+ \ldots $

So far we have covered a decent amount of algebra, but still $t \in \mathbb{N}$. The equation $f^t(z)$ , $t \in \mathbb{N}$ is important because it is convergent when $f(z)$ is convergent.

Hyperbolic Fixed Points

When $\lambda$ is neither zero nor a root of unity $\lambda^t \neq 1, t \in \mathbb{N}$, then the nested summations simplify to

$f^t(z)=f_0 + \lambda ^t (z-f_0)+\frac{\lambda ^{-1+t} \left(-1+\lambda ^t\right) f_2}{2 (-1+\lambda )} (z-f_0)^2 $

$ + \frac{1}{6} \left(\frac{3 \lambda ^{-2+t} \left(-1+\lambda ^t\right) \left(-\lambda +\lambda ^t\right) f_2^2}{(-1+\lambda )^2 (1+\lambda )}+\frac{\lambda ^{-1+t} \left(-1+\lambda ^{2 t}\right) f_3}{-1+\lambda ^2}\right) (z-f_0)^3+\ldots $

Hyperbolic Tetration

Let $a_0$ be a limit point for $f(z)=a^z$, so that $a^{a_0}=a_0$. Also $a_1=\lambda$. This results in a definition for tetration of complex points for all except the set of points with rationally neutral fixed points. For the real numbers $a=e^{e^{-1}}\approx 1.44467, a=e^{-e}\approx 0.065988 $ have rationally neutral fixed points while $a=1$ is a superattractor. All other real values of $a$ are defined by hyperbolic tetration.

$ {}^t a = a_o + \lambda ^t\left(1-a_o\right)+\frac{\lambda ^{-1+t} \left(-1+\lambda ^t\right) \text{Log}\left(a_o\right){}^2}{2 (-1+\lambda )}\left(1-a_o\right){}^2 $

$ + \frac{1}{6}\text{ }\left(\frac{3 \lambda ^{-2+t} \left(-1+\lambda ^t\right) \left(-\lambda +\lambda ^t\right)\text{ }\text{Log}\left(a_o\right){}^4}{(-1+\lambda )^2 (1+\lambda )}+\frac{\lambda ^{-1+t} \left(-1+\lambda ^t\right) \left(1+\lambda ^t\right)\text{ }\text{Log}\left(a_o\right){}^3}{(-1+\lambda ) (1+\lambda )}\right)\left(1-a_o\right){}^3+\ldots $

Summary

One issue that some researchers have with this approach is that it results in $^x e: \mathbb{R} \rightarrow \mathbb{C} $.

Because this derivation is based on the Taylor series of $f^n(z)$, if $f(z)$ is convergent then $f^n(z)$ is convergent where $n \in \mathbb{N}$.

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First, it is obvious that you cannot have an entire function that tends to infinity at a tower rate, since an entire function that tends to infinity has to be a polynomial. More generally, the best you can hope for is to have an essential singularity at infinity such that the function converges incredibly rapidly to infinity as you approach along the real line. But this means that the coefficients converge to zero faster than exponentially.

Let us try to achieve this in a minimal way. We'll choose a very very rapidly increasing sequence $n_1,n_2,\dots$ of integers and we'll choose our coefficients $a_n$ to equal $k^{-n}$ when n is between $n_{k-1}$ and $n_k$. Now let's estimate the value of the function $\sum a_nz^n$ when z=k. Because $n_k$ is hugely bigger than $n_{k-1}$, the dominant part of this sum up to $n_k$ will be approximately $n_k$. As for the rest of the sum, it is at most $\sum_{n>n_k}(k/k+1)^n$, which is bounded above by about k, not that we really care too much (but we need it to be finite).

So it looks to me as though you can get a holomorphic function to grow arbitrarily quickly to infinity along the real line. Having done that, one can surely smooth off the above construction to get the growth rate to be whatever one wants. However, the resulting function is likely to be rather artificial and perhaps not what you are hoping for.

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  • $\begingroup$ A smoother way of thinking about the same basic idea would be to define the coefficient a_n to be eta(n)^n, where eta is a function that converges to zero very very slowly. Then the given function will tend to infinity very very quickly. It's then just a question of working out the relationship between the two growth rates and making eta(n) as "nice" as possible. $\endgroup$
    – gowers
    Apr 8, 2010 at 11:13
  • $\begingroup$ Thanks for the explicit constructions. That is very generally applicable indeed. In fact I believe Prof Akos Magyar once told me about a similar construction by playing with the coefficients of the Taylor expansion. $\endgroup$
    – John Jiang
    Apr 8, 2010 at 19:40
  • $\begingroup$ But I don't know if something with nice properties like the Gamma function (for example, monotonicity at least in a half line, log convexity etc) can be constructed this way as well. Maybe exponential growth is the end of where "nice" things occur? $\endgroup$
    – John Jiang
    Apr 8, 2010 at 19:40
  • $\begingroup$ I also wonder what happens if I define $g(y) = f^{-1}(a^yf(1))$, where $f$ is defined in my answer below. It seems to be a way to transfer exponents into tower index, and probably works for any kind of functional exponential extension. But I have no proofs of analyticity whatsoever. $\endgroup$
    – John Jiang
    Apr 8, 2010 at 19:40
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In addition to the above formulas, we can also use this very old formula, dating back to 1945 (J. Ginsburg, Iterated exponentials, Scripta Math. 11 (1945), 340-353.):

$$f(x)=r+\sum_{n=1}^{\infty} \frac{\left(\ln a \right)^{n-1}\left(\ln \left(a^r \right)\right)^{nx}\left(1-r\right)^n B_n^{x-1}}{n!}$$

Where $B_n^x$ are the Bell numbers of $x$-th order and $r=\frac{W(-\log (a))}{\log (a)}$ ($W(x)$ is the Lambert function). Here: http://arxiv.org/abs/0812.4047 one can read about Bell numbers of higher orders.

The problem is that Bell numbers are only defined for integer order. We can easily generalize that to any real number by induction as follows:

$$A_0^x=1$$ $$A_{n+1}^x=\sum_{k=0}^{x-1} A_n^x\star A_n^k$$

And then $$B_n^x=A_{n-1}^{x+1}$$

where $f(n)\star g(n)$ is the binomial convolution as described by Donald Knuth:

$$f(n)\star g(n)=\sum_{k=0}^n \binom nkf(n-k)g(k)$$

To obtain the value for any real $x$, we can note that the right part in $A_{n+1}^x=\sum_{k=0}^{x-1} A_n^x\star A_n^k$ is a polynomial of $x$ and $k$ of degree $n-1$ and integer coefficients and we can take indefinite sum of it symbolically following the rule

$$\sum_x cx^n=\frac{B_{c+1}(x)}{c+1}$$

Where $B_c(x)$ are the Bernoulli polynomials.

Unfortunately this method works only for $a \le e^{1/e}$ in $f(x+1)=a^{f(x)}$.

Here is the plot of the function, for $a=\sqrt{2}$, obtained with this method and $5$ terms:

    alt text (source)

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  • $\begingroup$ Note: the formula $r=\frac{W(−log(a))}{log(a)}$ gives the fixed point of $f(x)$ where $a^r=r$. $\endgroup$
    – user37691
    Nov 5, 2010 at 0:24
  • $\begingroup$ @Anixx: when you defined $f(x)$ did you mean $f^n(x)$ or $^x a$? I'm not sure what $f(x)$ means. $\endgroup$
    – user37691
    Nov 5, 2010 at 1:04
  • $\begingroup$ f(x) is tetration with base $a$. $\endgroup$
    – Anixx
    Nov 5, 2010 at 2:08
  • $\begingroup$ @Daniel: in your comment seems to be an error; we have that $a^{-r} = -r$ instead (at least with values $1 \lt a \lt e^{1/e} $) $\endgroup$ Aug 15, 2015 at 8:35
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Dear fpqc, Check out Mathematics of Paul Erdos Vol 1 (combinatorics and algorithms), page 76. There it says a chemist friend of Erdos gave a clever construction of this functional square root: Let $f(x) = \lim_n a^n (\log_n x -a)$, where $a$ is a root of $\exp(x) = x$. I don't know (or forgot my complex analysis) how to show $f$ is holomorphic in a small disk around a so I can use some help here. But then we observe that $f(\exp(x)) = af(x)$ so $\exp(x) = f^{-1}(af(x))$ and to get the functional square root we replace $a$ by $\sqrt{a}$. In fact this construction allows you to get arbitrary root of the exponential function and any other well-behaving functions. There is some German mathmematician in the 50s who constructed such a meromorphic functional square root with the property that it's real on the real line. Note this is not an answer to my original question.

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  • $\begingroup$ Firstly: does Jonas' link not help at all with your questions? Secondly, in your question, when you say holomorphic, do you mean meromorphic, or entire, or analytic on some subset of the complex plane which contains the real line? $\endgroup$
    – Yemon Choi
    Apr 8, 2010 at 7:39
  • $\begingroup$ Sorry I really meant locally holomorphic. But natural is a vague word. So I am not asking for exact answer here. $\endgroup$
    – John Jiang
    Apr 8, 2010 at 19:21
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Probably the only "natural" candidate so far is due to Kneser, 1949. It probably has better properties than have been proved so far.

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  • $\begingroup$ That's the one I am thinking of, but I thought that was only for semipotential functions? i.e., functional square root of the exponential. Correct me if I am wrong. $\endgroup$
    – John Jiang
    Apr 8, 2010 at 19:21
  • $\begingroup$ I guess the paper is this one, Kneser, H. (1949). Reelle analytische Lösungen der Gleichung ϕ(ϕ(x))=ex und verwandter Funktionalgleichungen. J. Reine Angew. Math., 187, 56–67, which is available online here eudml.org/doc/150158 $\endgroup$
    – j.c.
    Jan 6, 2018 at 21:32

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