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This is about a comment that I have made in my general topology class while I was proving the abovementioned lemma as a consequence of compactness!

As far as I know, essentially, there is only one proof of the fact that $$\pi_1S^1\simeq\mathbb{Z}$$ which depends on path-lifting and homotopy-lifting lemmata. Both of these lemmata, being the main tools in the theory of covering spaces, depend on the Lebesgue number to construct the liftings inductively. Consequently, it seems to me that the very basic machinery in the theory of covering spaces, or their counterparts when one tries to compute the fundamental group through action of discrete groups, were not available if we did not have the Lemma of Lebesgue. Therefore, noting that any higher homotopy group could be considered as the fundamental group of some iterated loop space, we could not have a reasonable computation of some higher homotopy groups without this lemma!

I wonder, if I am wrong, where the false claims of my argument live?

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    $\begingroup$ I'm not sure there is a precise enough question to answer here. It is nearly impossible to argue things of the sort "you cannot prove X without using theorem Y", you can reformulate a proof of X to not use Y explicitly but that dissolves into the question of whether it is implicitly used anywhere. From what I recall the proofs I have seen do not use Lebesgue numbers explicitly, for instance, but you can probably argue that "really" they are used there. $\endgroup$
    – Wojowu
    Commented Apr 30 at 15:54
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    $\begingroup$ There are several proofs that $\pi_1(S^1) \cong \mathbb{Z}$ that do not require covering space theory. One can also compute $\pi_n(S^n)$ for $n>1$ without knowing $\pi_1(S^1)$. $\endgroup$ Commented Apr 30 at 15:55
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    $\begingroup$ Even with the universal cover, one does not need Lebesgue numbers for $S^1$ since there are explicit evenly covered sets available (any open set $\not= S^1$). $\endgroup$ Commented Apr 30 at 19:55
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    $\begingroup$ @ConnorMalin could you please give examples or provide references!? $\endgroup$
    – user51223
    Commented May 1 at 16:07
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    $\begingroup$ @DenisT: the proofs of van Kampen that work with loops depend on the Lebesgue number, and the proofs that use covering spaces need the Lebesgue number to prove they are calculating the same thing as the usual fundamental group. As far as simplicial sets go, if you want to prove that the simplicial set fundamental group is isomorphic to the usual one, I worry that something like simplicial approximation will show up, and that uses the Lebesgue number (but I’m less certain of this, and would have to think about it some more). $\endgroup$ Commented May 5 at 2:20

2 Answers 2

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The Lebesgue Number Lemma is absolutely not needed to compute $\pi_1(S^1)$, or more generally to compute $\pi_n(S^n)$. Here's one way to do it that I've actually used while teaching several times.

The first step is to convince yourself that for smooth manifolds $M_1$ and $M_2$ equipped with basepoints, the set of homotopy classes of basepoint-preserving maps $M_1 \rightarrow M_2$ is the same as the set of smooth homotopy classes of basepoint-preserving smooth maps. This is easy (e.g. just convolve with a mollifier), and is worth knowing regardless.

You now have several options. The first is to do a baby version of the Pontrayagin-Thom argument to show that smooth maps $S^n \rightarrow S^n$ up to smooth homotopy are classified by their degrees. This gives you $\pi_n(S^n) = \mathbb{Z}$. Details can be found e.g. in Milnor's book on smooth manifolds. Showing that $\pi_k(S^n) = 0$ for $k < n$ is even easier since smooth maps $S^k \rightarrow S^n$ cannot be surjective (by, say, Sard's lemma).

If you just want $\pi_1(S^1) = \mathbb{Z}$, you can actually do it with covering spaces now without using the Lebesgue number argument. Instead, you prove smooth path-lifting for the universal cover $\mathbb{R} \rightarrow S^1$ by taking a smooth map $[0,1] \rightarrow S^1$ and integrating its velocity.

If you prefer to not use smooth methods, another option for computing $\pi_1(S^1)$ is to argue that since $S^1$ is a topological group, its fundamental group is abelian and hence is isomorphic to its first homology group (this doesn't use the Lebesgue number anywhere). You then compute $H_1(S^1)$ using whatever tools you want.

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    $\begingroup$ @NoahSchweber It is called the Whitney approximation theorem. $\endgroup$
    – Z. M
    Commented May 4 at 22:04
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    $\begingroup$ Existence of mollifiers obviously depends on finiteness of covering dimension. $\endgroup$
    – Denis T
    Commented May 5 at 6:49
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    $\begingroup$ @user51223: that’s a little vague. If you literally want to know whether you need Lebesgue numbers to prove the most general version of the lifting theorem, then probably the answer is “yes” (though I’m not sure there’s a way to make that precise). But for most specific computations, you can find devices that bypass that. Is there a specific computation you are interested in? $\endgroup$ Commented May 6 at 11:44
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    $\begingroup$ @user51223 The "synthetic" version of $\pi_1(S^1)=\mathbb{Z}$ is not exactly the same assertion as the classical assertion that $\pi_1(S^1)=\mathbb{Z}$. In particular, it can't be proved in the same way. Everything in homotopy type theory is homotopy invariant, and the covering space map $\mathbb{R}\mapsto S^1$, which plays such an important role in the classical proof that $\pi_1(S^1)=\mathbb{Z}$, is homotopic to a constant function, and therefore useless in homotopy type theory. Also, point-set topology (the Lebesgue number lemma) plays no role in homotopy type theory. $\endgroup$ Commented May 6 at 12:47
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    $\begingroup$ The Lebesgue covering lemma is basically the statement that continuous functions on compact metric spaces are uniformly continuous. In that disguise, the lemma is a key ingredient for most of the analytical tools you mentioned (integration, approximation of continuous by smooth functions and surely also in Sard's theorem). The standard proof of the $\pi_1$-Hurewicz theorem is combinatorial, but the computation of $H_1 (S^1)$ relies on excision hence also on the covering lemma. $\endgroup$ Commented Jun 27 at 22:05
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Lebesgue numbers are certainly not needed to compute $\pi_1(S^1)$ using lifting properties of covering spaces. I checked eleven books that compute $\pi_1(S^1)$ using the covering space ${\mathbb R}\to S^1$ and only four used Lebesgue numbers. The rest did not mention Lebesgue numbers and instead just used compactness. Of course compactness is used to prove the Lebesgue number lemma, but that does not mean that Lebesgue numbers must be used to prove lifting properties.

Similarly, Lebesgue numbers are not needed to prove the general lifting properties in covering space theory, nor are they needed for the proof of the van Kampen theorem. Compactness arguments suffice in both these situations.

As an alternative to using covering spaces to compute $\pi_1(S^1)$ one can use a more general version of the van Kampen theorem that applies when a space is decomposed as the union of two path-connected subspaces whose intersection is not assumed to be path-connected. In fact van Kampen's original 1932 paper includes such a generalization, although this seems to have been largely forgotten, as I have never seen this generalization mentioned in papers or books. (I am not talking about the use of groupoids to compute fundamental groups, which is quite a different story.) The more general van Kampen theorem deserves to be better known, and I will be including it in a revised version of my Algebraic Topology book that I am currently working on.

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  • $\begingroup$ (I am not talking about the use of groupoids to compute fundamental groups, which is quite a different story.) — Could you please explain a bit what you want to clarify by this? Under goodness assumptions, the homotopy type of the union of two subspaces is the homotopy pushout of homotopy types of these two subspaces "along" the intersection, and the fundamental groupoid, being the first truncation of homotopy type, is also a homotopy pushout, and the Seifert–van Kampen theorem is talking about this, if I understand correctly. $\endgroup$
    – Z. M
    Commented Sep 30 at 14:50
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    $\begingroup$ @ Z.M. The more general van Kampen theorem in his 1932 paper does not make use of groupoids, which are a more recent concept that I believe arose (at least in topology) after category theory began to be developed. Van Kampen's paper only talks about groups, particularly groups defined by generators and relations. $\endgroup$ Commented Sep 30 at 15:31

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