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Let $R$ be the hyperfinite type $III_1$ factor, and let $Aut(R)$ be its group of automorphisms, equipped with the $u$-topology (topology of pointwise convergence on the predual). An automorphism $\alpha\in Aut(R)$ is called inner if it is of the form $\alpha(x)=uxu^*$ for some unitary $u\in R$.

I've heard that inner automorhpisms are dense in $Aut(R)$.

Can someone give me an explicit example of a sequence of inner automorphisms that converges to an automorphism that is not inner?


PS: An answer to the same question for the hyperfinite $II_1$ factor would also be interesting.

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  • $\begingroup$ Is the $u$-topology given by point-norm or point-weak convergence on the predual? $\endgroup$ Jul 10, 2012 at 10:19
  • $\begingroup$ Yes: point-norm. $\endgroup$ Jul 11, 2012 at 13:50

1 Answer 1

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It is relatively easy to give an explicit sequence of inner automorphisms that converges to the flip automorphism $\sigma$. First of all, realize $R$ as an infinite tensor product of matrix algebras $(R,\varphi)=\bigotimes_n (M_{k_n}(\mathbb{C}),\varphi_n)$. For every $n\in \mathbb{N}$, we find a unitary $u_n\in M_{k_n}(\mathbb{C})\otimes M_{k_n}(\mathbb{C})$ that implements the flip automorphism on $M_{k_n}(\mathbb{C})\otimes M_{k_n}(\mathbb{C})$, i.e. $u_n(x\otimes y)u_n^\ast=y\otimes x$. (This follows from the general observation that every automorphism of a type I factor is inner, but it is a good exercise to find the $u_n$ explicitly).

Now it follows that the sequence of inner automorphisms $\sigma_n=Ad_{u_1\otimes\ldots\otimes u_n\otimes 1\ldots}$ converges to the flip automorphism $\sigma$: Let $\psi$ be any ultraweakly continuous functional on $R\otimes R$. Consider $R\otimes R$ to be represented on the infinite tensor product space $H=\bigotimes_n L^2(M_{k_n}(\mathbb{C})\otimes M_{k_n}(\mathbb{C}), \varphi_n\otimes\varphi_n)$. We know that $\psi$ is of the form $\psi(x)=\sum_k\langle\xi_k,x\eta_k\rangle$ for some $\ell^2$-summable sequences $\xi_k,\eta_k$ in $H$. Since the finite sequences are dense in the $ell^2$-summable ones, we can assume that $\psi(x)=\langle\xi,x\eta\rangle$. Because the finite tensor products are dense in the infinite ones, we can assume that $\xi,\eta\in H_N=\bigotimes_{n=1}^N L^2(M_{k_n}(\mathbb{C})\otimes M_{k_n}(\mathbb{C}), \varphi_n\otimes\varphi_n)$ for some $N\in\mathbb{N}$. Now it follows that $\psi(\sigma_n(x))=\langle \xi,\sigma_n(x)\eta\rangle=\langle\sigma_n^{-1}(\xi),x\sigma_n^{-1}(\eta)\rangle=\langle\sigma^{-1}(\xi),x\sigma^{-1}(\eta)\rangle=\psi(\sigma(x))$.

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    $\begingroup$ I was thinking of the same example, but couldn't see how to prove the convergence. Can you explain this part? $\endgroup$ Jul 10, 2012 at 10:46
  • $\begingroup$ I added a proof of convergence $\endgroup$ Jul 11, 2012 at 8:50
  • $\begingroup$ Thanks! I take it from your proof that $u$-convergence does mean point-norm convergence on the predual? $\endgroup$ Jul 11, 2012 at 11:04
  • $\begingroup$ One more question: how can we prove that the flip isn't inner? $\endgroup$ Jul 11, 2012 at 11:12
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    $\begingroup$ Consider an endomorphism $\rho$ of $R$ (I'm thinking $R=III_1$; for the analogous argument with $II_1$ factors, just translate into $R$-$R$-bimodules), and its dual endomorphism $\bar \rho$. Then $(\rho\otimes 1)\circ(1\otimes \bar\rho)$ is irreducible, but $(\rho\otimes 1)\circ(\bar\rho\otimes 1)$ is not irreducible, so they cannot be conjugate to each other. But $(\rho\otimes 1)\circ(1\otimes \bar\rho)=(\rho\otimes 1)\circ\tau\circ(\bar\rho\otimes 1)\circ\tau$. So it $\tau$ was inner, then those two endomorphisms of $R\otimes R$ would be conjugate; contradiction. $\endgroup$ Jul 11, 2012 at 13:23

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