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A while ago I heard of a nice characterization of compactness but I have never seen a written source of it, so I'm starting to doubt it. I'm looking for a reference, or counterexample, for the following . Let $X$ be a Hausdorff topological space. Then, $X$ is compact if and only if $X^{\kappa}$ is Lindelöf for any cardinal $\kappa$.

If the above is indeed a fact, can one restrict the class of $\kappa$'s for which the characterization is still valid?

Note: Here I'm thinking under ZFC.

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2 Answers

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The answer is Yes.

Theorem. The following are equivalent for any Hausdorff space X.

  1. X is compact.

  2. Xκ is Lindelöf for any cardinal κ.

  3. Xω1 is Lindelöf.

Proof. The forward implications are easy, using Tychonoff for 1 implies 2, since if X is compact, then Xκ is compact and hence Lindelöf.

So suppose that we have a space X that is not compact, but Xω1 is Lindelöf. It follows that X is Lindelöf. Thus, there is a countable cover having no finite subcover. From this, we may construct a strictly increasing sequence of open sets U0 subset U1 subset ... Un ... with the union U{ Un | n in ω} = X.

For each J subset ω1 of size n, let UJ be the set {s in Xω1 | s(α) in Un for each α in J}. As the size of J increases, the set UJ allows more freedom on the coordinates in J, but restricts more coordinates. If J has size n, let us call UJ an open n-box, since it restricts the sequences on n coordinates. Let F be the family of all such UJ for all finite J subset ω1.

This F is a cover of Xω1. To see this, consider any point s in Xω1. For each α in ω1, there is some n with s(α) in Un. Since ω1 is uncountable, there must be some value of n that is repeated unboundedly often, in particular, some n occurs at least n times. Let J be the coordinates where this n appears. Thus, s is in UJ. So F is a cover.

Since Xω1 is Lindelöf, there must be a countable subcover F0. Let J* be the union of all the finite J that appear in the UJ in this subcover. So J* is a countable subset of ω1. Note that J* cannot be finite, since then the sizes of the J appearing in F0 would be bounded and it could not cover Xω1. We may rearrange indices and assume without loss of generality that J*=ω is the first ω many coordinates. So F0 is really a cover of Xω, by ignoring the other coordinates.

But this is impossible. Define a sequence s in Xω1 by choosing s(n) to be outside Un+1, and otherwise arbitrary. Note that s is in Un in fewer than n coordinates below ω, and so s is not in any n-box with J subset ω, since any such box has n values in Un. Thus, s is not in any set in F0, so it is not a cover. QED

In particular, to answer the question at the end, it suffices to take any uncountable kappa.

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Oh, I see you wanted either a reference or a counterexample, whereas I gave a proof. I'm sorry that I don't know a reference, but since it appears to be true, it must have been known classically, so surely there is a reference. What a fun problem! – Joel David Hamkins Dec 24 at 4:44
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what you wrote is more than perfect,and actually I wonder if your proof can be slightly modify to prove a more general result. If a Hausdorff space $X$ has the property that $X^{\aleph_{\alpha+1}}$ is $\aleph_{\alpha+1}$-compact, does it follows that $X$ is $\aleph_{\alpha}$-compact? – Guillermo Mantilla Dec 25 at 8:32
I'm not sure what the right generalization is. There was something special about omega in my argument, since with the product topology the basic open sets have finite support, and this was what allowed for the diagonalization argument at the end. Perhaps for larger cardinals, there might be a clever workaround... – Joel David Hamkins Dec 26 at 3:15
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I've never heard of that result (which is not to say that I doubt its truth -- I have no opinion either way), but it reminds me of the following

Theorem (N. Noble): If each power of a T_1-space is normal, then the space is compact.


See

MR0283749 (44 #979) Noble, N. Products with closed projections. II. Trans. Amer. Math. Soc. 160 1971 169--183

and for a simpler proof,

MR0415571 (54 #3656) Franklin, S. P.; Walker, R. C. Normality of powers implies compactness. Proc. Amer. Math. Soc. 36 (1972), 295--296.


I wonder if there is any actual connection here?

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I haven't had time to see your references yet but I like a lot the theorem you mention, and I also find it similar to the one in my question. About connections I'd ask, how far is T_2 and Lindelöf form normal? – Guillermo Mantilla Dec 25 at 8:24

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