# Outer automorphisms of simple Lie Algebras

There is, of course, a complete classification for simple complex Lie algebras. Is there a good reference which lists the group of outer automorphisms for each?

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Is an inner automorphism'' of the Lie algebra an automorphism coming from the adjoint action of the associated simple complex Lie group? If so, then aren't the outer automorphisms given by automorphisms of the Dynkin diagram? – Emerton Feb 9 '10 at 4:48
Out/Inn is isomorphic to the automorphism group of the Dynkin diagram. There are potential extension problems for recovering Out from this data, though. – Jason DeVito Feb 9 '10 at 5:15
Jason, you must be kidding. Out=Aut/Inn is the automorphism group of the Dynkin diagram. – Vladimir Dotsenko Feb 9 '10 at 9:13
@Vladimir - Of course! That's what I get for doing math too late. Thank you! – Jason DeVito Feb 9 '10 at 14:28
This is well known for Lie algebras. How about the outer automorphisms of real simple Lie groups ? – Zoran Skoda May 4 '11 at 12:36

Proposition D.40 of Fulton and Harris' Representation Theory states Emerton's comment: the group of outer automorphisms of a simple Lie algebra are precisely the group of graph automorphisms of the associated Dynkin diagram. There is also some discussion of this in Section 16.5 of Humphrey's Introduction to Lie Algebras and Representation Theory.

So for $A_n$ and $n>1$, there is an order 2 automorphism which for $sl_{n+1}$ amounts to negative transpose.

Type B and C have no outer automorphisms.

For $D_n$, there is an order two automorphism swapping the two endpoints, and this corresponds to interchanging the two spin representations. On $so_{2n}$ this is obtained (modulo the inner automorphisms) by conjugating by an orthogonal matrix in $O(2n)$ which has determinant $-1$. For $n=4$, there is also an order 3 automorphism. This is triality, and is discussed in Section 20.3 of Fulton and Harris.

For $E_6$, there is an order 2 automorphism, though I don't know enough about the exceptional Lie algebras to say anything useful about it. But you can find a discussion of the automorphism group in Section 7 of Jacobson's Exceptional Lie Algebras where it is described using Jordan algebras.

For the other 4 exceptional Lie algebras there are no outer automorphisms.

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One way to guess that the outer automorphism of $A_n$ is negative-transpose is that this automorphism exchanges highest-weight modules for their duals. – Theo Johnson-Freyd Feb 9 '10 at 6:06
To elaborate on Theo's comment, the nodes of the Dynkin diagram of type $A_{n-1}$ index the fundamental weights which are $\bigwedge^i {\bf C}^n$ for $i=1, \dots ,n-1$. The dual of $\bigwedge^i {\bf C}^n$ is $\bigwedge^{n-i}{\bf C}^n$, so reversing the diagram switches these representations, and the way a Lie algebra acts on a dual representation is via negative transpose of what it does on the original representation. – Steven Sam Feb 9 '10 at 6:34

I don't have a good reference, but I can work out the beginning of the answer for you. I will work just over $\mathbb C$, and I will call my simple Lie algebra $\mathfrak g$.

First, you must decide what you mean by "outer automorphism". We know what an automorphism is, and an "inner automorphism" should be conjugation by something. Of course, for $x\in \mathfrak g$, the bracket $\text{ad}_x = [x,-] \in \mathfrak{gl}(\mathfrak g)$ is a derivation of $\mathfrak g$, not an automorphism. So I assume you mean the automorphism $\exp(\text{ad}_x) \in {\rm GL}(\mathfrak g)$ as the inner automorphism. Now, the set of matrices of the form $\exp(\text{ad}_x)$ is not a group, but generates a connected group, which I will call $\text{Inn}(\mathfrak g)$. (Remark: any automorphism of $\mathfrak g$ preserves the Killing form, so we really have $\text\{Inn\}(\mathfrak g) \subseteq \text{Aut}(\mathfrak g) \subseteq \{\rm SO\}(\mathfrak g)$.) Of course, $\mathfrak g$ acts on itself faithfully since it is simple, so $\text{Lie}\bigl(\text{Inn}(\mathfrak g)\bigr) = \mathfrak g$, but $\text{Inn}(\mathfrak g)$ may not be simply-connected. Regardless, it is a quotient of the connected simply-connected simple group $G$ with Lie algebra $\mathfrak g$, and so you could if you prefer consider inner automorphisms to be given by the adjoint action of $G$.

Now, over $\mathbb C$ (and this requires facts about the topology of $\mathbb C$), any two choices of Cartan subalgebra are conjugate by an element of $\text{Inn}(\mathfrak g)$. See, for example, Proposition 5.32 of my notes on the class by M. Haiman. So, to understand $\text{Out}(\mathfrak g) = \text{Aut}(\mathfrak g) / \text{Inn}(\mathfrak g)$, it suffices to understand how it acts any chosen Cartan subalgebra $\mathfrak h$.

Any automorphism of $\mathfrak g$ that fixes $\mathfrak h$ must act on the root lattice, and must take some system of positive roots to some system of positive roots. Now, any two systems of positive roots are related by the Weyl group $W \subseteq {\rm GL}(\mathfrak h^\*)$. (Proposition 5.60 from my notes.) On the other hand, we have $W = \mathcal N_G(H)/H$, the normalizer of the maximal torus $H = \exp \mathfrak h$ in $G$ modulo $H$, which acts trivially on $\mathfrak h$. So $W$ acts on $\mathfrak h$ by inner automorphisms, indeed by $\mathcal N_G(H) \subseteq G$.

A system of positive roots picks out a Cartan matrix and corresponding Dynkin diagram, and conversely from this matrix you can reconstruct the group. Thus, the only possible source of outer automorphisms of come from automorphisms of the Dynkin diagram.

So your question follows simply from looking at the Dynkin diagrams. In particular, $A_1$, the $B$ and $C$ series, and the exceptional groups $G_2,F_4,E_7,E_8$ have no outer automorphisms. For the others, you have to do a calculation. Maybe it's obvious, but it's late; I'll think about it. As others pointed out in the time I took to write this answer, the theorem is that automorphisms of the Dynkin diagram are all outer. Actually, perhaps this is obvious. If an automorphism of the Dynkin diagram were inner, then it would induce among other things an automorphism of $H$, and so be in the Weyl group, and you must convince yourself that non-trivial elements of the Weyl group do not preserve the system of positive roots. But this is essentially the statements that $W$ acts faithfully on $H$ and that each $W$-orbit intersects the positive Weyl chamber only once. So I am using the fact that $W = \mathcal N_G(H)/H$, which off the top of my head right now I don't know how to prove.

Notice that for semisimples, the Dynkin might be disconnected, and clearly any inner automorphism preserves the connected components. So there are certainly outer automorphism for $\mathfrak g^{\times n}$ given by the $S_n$ that permutes the pieces.

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In characteristic 2, $B_2$ and $F_4$ each have an outer automorphism, and in characteristic 3, so does $G_2$. This is relevant when you want to construct the twisted Chevalley groups, which use a Chevalley group over a finite field, and take the invariants under a field automorphism times an outer automorphism.

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To nit-pick slightly, these are endomorphisms not automorphisms -- they have a zero dimensional kernel -- so really they are what I would call isogenies not automorphisms of the groups. I'm a fan of their existence though, so I'm upvoting to make up for my picky-ness. – Kevin McGerty Feb 9 '10 at 16:14
I could move "over a finite field" earlier in the answer to sidestep your objection! – Allen Knutson Feb 23 '10 at 14:22

Aut(\g) is the semidirect product of Inn(\g) and Out(\g) in the complex AND in the real case. However, this is a rather recent result: tinyurl.com/68748hn

Edit by jc: The link goes to a PDF abstract of:

Hasan Gündogan, The Component Group of the Automorphism Group of a Simple Lie Algebra and the Splitting of the Corresponding Short Exact Sequence, Journal of Lie Theory 20 (2010), No. 4, 709--737.

Abstract: Let $\frak g$ be a simple Lie algebra of finite dimension over $\mathbb K \in \{\mathbb R,\mathbb C\}$ and $\mathop{\rm Aut}(\frak g)$ the finite-dimensional Lie group of its automorphisms. We will calculate the component group $\pi_0(\mathop{\rm Aut}(\frak g)) = \mathop{\rm Aut}(\frak g)/\mathop{\rm Aut}(\frak g)_0$ and the number of its conjugacy classes, and we will show that the corresponding short exact sequence $${\bf1}\to\mathop{\rm Aut}(\frak g)_0\to\mathop{\rm Aut}(\frak g)\to\pi_0(\mathop{\rm Aut}(\frak g))\to{\bf1}$$ is split or, equivalently, there is an isomorphism $\mathop{\rm Aut}(\frak g)\cong \mathop{\rm Aut}(\frak g)_0 \rtimes\pi_0(\mathop{\rm Aut}(\frak g))$. Indeed, since $\mathop{\rm Aut}(\frak g)_0$ is open in $\mathop{\rm Aut}(\frak g)$, the quotient group $\pi_0(\mathop{\rm Aut}(\frak g))$ is discrete. Hence a section $\pi_0(\mathop{\rm Aut}(\frak g))\to\mathop{\rm Aut}(\frak g)$ is automatically continuous, giving rise to an isomorphism of Lie groups $\mathop{\rm Aut}(\frak g)\cong\mathop{\rm Aut}(\frak g)_0 \rtimes\pi_0(\mathop{\rm Aut}(\frak g))$.

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Note that that the complex case is essentially obvious, the real case is really subtle. Also here components have to be understood in the real topology (for instance, $\mathrm{PGL}_2(\mathbf{R})=\mathrm{Aut}(\mathfrak{sl}_2(\mathbf{R}))$ has 1 Zariski component but two real components). – YCor Jan 7 at 16:56