31
$\begingroup$

Assume that $P(z)$, $Q(z)$ are complex polynomials such that $P(S)=Q(S)$, where $S=\{z\colon |z|=1\}$ (equality is understood in the sense of sets, but I do not know the answer even for multisets). Does it follow that there exist polynomial $f(z)$, positive integers $m,n$ and complex number $w\in S$ such that $P(z)=f(z^n)$, $Q(z)=f(wz^m)$?

It is motivated by this question (and if above claim is true, it actually implies much more than asked therein.) I started a new question with algebraic geometry tag, since it looks reasonable and may pay attention of right people rather than comments to an old post.

$\endgroup$
3
  • $\begingroup$ Not related, but FWIW the following gives the general form of 2 polynomials having pointwise equal absolute values on the unit circle: Rational function with absolute value 1 on unit circle. $\endgroup$
    – dxiv
    Jan 24, 2016 at 1:26
  • $\begingroup$ Is it possible to prove it in the special case when the images $P(S)$ and $Q(S)$ are a non-intersecting curves? $\endgroup$ Jan 24, 2016 at 1:43
  • $\begingroup$ P.S. From the link posted in my previous comment it also follows that if $P(z) = \lambda z^n$ then $Q(z) = \mu z^m$ with $|\mu| = |\lambda|$. Which of course is still quite far from the conjecture proposed here. $\endgroup$
    – dxiv
    Jan 24, 2016 at 1:45

3 Answers 3

27
$\begingroup$

This is a special case of the main theorem in the paper by I. N. Baker, J. A. Deddens, and J. L. Ullman, A theorem on entire functions with applications to Toeplitz operators, Duke Math. J. Volume 41, Number 4 (1974), 739-745.

They proved a similar statement for arbitrary entire functions.

$\endgroup$
8
$\begingroup$

One can also argue algebraically.

First of all, the unit circle $S^1$ in $\mathbf C$ is a real algebraic curve in $\mathbf R^2$. Its complexification $S^1_{\mathbf C}$ in $\mathbf C^2$ is the complex projective line minus two complex conjugate points. A convenient model for $S^1_{\mathbf C}$ is $\mathbf{P}_{\mathbf C}^1\setminus\{0,\infty\}$, with complex conjugation acting as $z\mapsto1/\bar z$. The algebraic endomorphisms of the latter are the endomorphisms of the form $z\mapsto wz^m$ with $w$ a nonzero complex number and $m$ an integer. Such an endomorphism commutes with complex conjugation if and only if $|w|=1$. This will be useful below.

Another useful fact is that the set of algebraic morphisms from $S_{\mathbf C}^1$ into $\mathbf C^2$ that commute with complex conjugation can be identified with the $\mathbf C$-algebra $\mathbf C[z,1/z]$ of Laurent polynomials. Indeed, both coincide with the set of real polynomial maps from $S^1$ into $\mathbf R^2=\mathbf C$.

Now, the complex polynomial $P\in\mathbf C[z]$ is a real polynomial endomorphism of $\mathbf R^2$, and complexifies to a complex polynomial endomorphism $P_{\mathbf C}$ of $\mathbf C^2$. Assuming that $P$ is nonconstant, the image of $S_{\mathbf C}^1$ by $P_{\mathbf C}$ is an affine complex algebraic curve in $\mathbf C^2$ since $P$ is a polynomial. Moreover, it is real in the sense that it is stable for complex conjugation on $\mathbf C^2$. To put it otherwise, it is the complexification $C_{\mathbf C}$ of a real algebraic curve $C$ in $\mathbf R^2$. The curve $C$ contains the real curve $P(S^1)$, but is not necessarily equal to it. The complement of $P(S^1)$ in $C$ is a finite set of points. The normalization $\tilde C_{\mathbf C}$ of $C_{\mathbf C}$ is an open affine subset of ${\mathbf P}_{\mathbf C}^1$. Since $P$ is a polynomial, the complement of $\tilde C_{\mathbf C}$ in ${\mathbf P}_{\mathbf C}^1$ is a doubleton. We may assume that $\tilde C_{\mathbf C}$ is ${\mathbf P}_{\mathbf C}^1\setminus\{0,1\}$. The complex conjugation on $C_{\mathbf C}$ induces a complex conjugation on ${\mathbf P}_{\mathbf C}^1\setminus\{0,1\}$. Since $P(S^1)$ is compact, this complex conjugation is the same as the one above, i.e., there is an isomorphism from $\tilde C_{\mathbf C} $ to $S_{\mathbf C}^1$ that commutes with complex conjugation. Using the facts recalled above, it follows that there are a complex Laurent polynomial $f\in\mathbf C[z,1/z]$ and a nonzero integer $n$ such that $P(z)=f(z^n)$ on $S^1$, and $f_\mathbf{C}$ is a birational morphism from $S_{\mathbf C}^1$ to $C_{\mathbf C}$. Of course, one may assume that $n$ is a natural number. The Laurent polynomial $f$ is then a true polynomial. Since $f_{\mathbf C}$ is birational, one has a rational map $f_{\mathbf C}^{-1}\circ Q_{\mathbf C}$ of $S_{\mathbf C}^1$ into itself. This rational map is a true endomorphism since $S_{\mathbf C}^1$ is nonsingular, $f_{\mathbf C}$ is the normalization morphism from $S_{\mathbf C}^1$ to $C_{\mathbf C}$ and $Q$ is a polynomial. It follows that there are a nonzero integer $m$ and a complex number $w$ with $|w|=1$ such that $f^{-1}\circ Q(z)=wz^m$ on $S^1$, i.e. $Q(z)=f(wz^m)$ on $S^1$. Of course, the integer $m$ is natural and one has $Q(z)=f(wz^m)$ on $\mathbf C$.

$\endgroup$
1
  • $\begingroup$ Oops, sure. Deleted my comment. $\endgroup$
    – Qfwfq
    Jan 25, 2016 at 22:11
0
$\begingroup$

Am I missing something, or does not the following work?

The difference $R(z):=P(z)-Q(z)$ then 0 on the unit circle. By the maximum modulus principle, $R(z)$ is $0$ in the entire unit disk, and then $R(z)$ must be the constant $0$, implying that $P(z)=Q(z)$.

$\endgroup$
5
  • 6
    $\begingroup$ We only know $P(S) = Q(S)$ (as sets), not $P(z) = Q(z)$ for all $z \in S$. $\endgroup$ Jan 24, 2016 at 1:39
  • $\begingroup$ Ah, they agree as SETS, my mistake. $\endgroup$ Jan 24, 2016 at 1:41
  • 1
    $\begingroup$ Actually the argument is even a bit simpler here, if a polynomial has infinitely many zeros, it is the zero polynomial. No need for any real theorems. I also read the question this way at first. $\endgroup$ Jan 25, 2016 at 2:11
  • $\begingroup$ @RichardRast: That's why I should not do math while having fever... $\endgroup$ Jan 25, 2016 at 4:06
  • 2
    $\begingroup$ This is why I should write not only formally correctly, but reader-friendly. $\endgroup$ Jan 25, 2016 at 15:17

Your Answer

By clicking “Post Your Answer”, you agree to our terms of service and acknowledge you have read our privacy policy.

Not the answer you're looking for? Browse other questions tagged or ask your own question.