What is the shortest route to Roth's theorem? - MathOverflow

What is the shortest route to Roth's theorem?

2010-11-22T20:45:06Z

Roth first proved that any subset of the integers with positive density contains a three term arithmetic progression in 1953. Since then, many other proofs have emerged (I can think of eight off the top of my head).

A lot of attention has gone into the bounds in Roth's theorem, and in particular what kind of bounds different proofs get you (e.g. Fourier analysis gives log type bounds, regularity lemma arguments give Ackermann type bounds, etc.)

Also, some proofs are more amenable to generalisation (to longer arithmetic progressions) than others.

My question is

If we are only concerned with brevity and directness (i.e. not with a deeper theoretical understanding or sharp quantitative bounds), what is the shortest proof of Roth's theorem?

Running through the arguments I know, it seems like the shortest one may be Roth's original one (with a couple of simplifications): show there is a large Fourier coefficient and deduce some sort of density increment argument and iterate it - a good exposition is in Tao and Vu, or Ben Green's notes at http://www.dpmms.cam.ac.uk/~bjg23/AddCombinatorics/notes1.pdf. With all details fleshed out, this could probably be done in 8 pages or an hour lecture.

The odd thing is that this proof also gives fairly good quantitative bounds; if $r_3(N)$ is the size of the largest subset of $\{1,...,N\}$ without three term arithmetic progressions, then even a crude version of this argument gives $$ r_3(N)=O\left(\frac{N}{\log\log N^c}\right)$$ whereas all Roth needs is $o(N)$. Hence my second question,

Is it inevitable that the most direct and simple proofs would also lead to fairly good quantitative bounds?

Finally, an exercise in Tao and Vu mentions that Behrend's example of a lower bound for $r_3(N)$ shows that simple pigeonhole type arguments couldn't be used to prove Roth's theorem. Hence,

What other proof techniques wouldn't work with Roth's theorem?

Answer by Tom Smith for What is the shortest route to Roth's theorem?

2010-11-23T06:33:18Z

Obviously "shortest" is pretty subjective here because it depends on which results you take as given, how small your writing is etc. I remember learning the Fourier proof of the theorem for an exam and getting the proof down to a (comprehensible) 2 pages. But I don't remember what results I was relying on as lemmas etc.

Answer by Boris Bukh for What is the shortest route to Roth's theorem?

2010-11-23T08:04:29Z

The most direct argument I know is the original argument of Szemerédi. It is background-free: no regularity lemma, no Fourier analysis. It is also very intuitive. There is a sketch by Ernie Croot at http://people.math.gatech.edu/~ecroot/szemeredi.pdf

Answer by Kevin O'Bryant for What is the shortest route to Roth's theorem?

2010-11-23T16:55:40Z

There's a short-cut in Roth's approach if one only cares to get $o(N)$. Adolf Hildebrand told me so, and here is my shortest writeup.

Notation: Let $r(N),\rho(N)$ be the largest cardinality and density of a subset of $[N]$ that is free of 3-term APs, and let $\rho=\lim \rho(N)$, which must exist since $r(N+M)\leq r(N)+r(M)$. Let $A\subset [N]$ witness $r(N)$, and let $S(x) = \sum_{a\in A} e( a x)$ (where $e(ax)=\exp(2\pi i a x)$, naturally). Let $T(x)=\sum_{n=1}^N e(nx)$.

Lemmata: Now $r(N)=|A|=I:=\int_0^1 S(x)^2 S(-2x)dx$, since $A$ is 3-free. By Parseval, $|A|=\int_0^1 |S(x)|dx$. By expanding $S(x)^2 T(-2x)$ and exchanging integration and summation, $(|A|/2)^2 \leq I_0:=\int_0^1 S(x)^2 T(-2x)$.

Main Engine: As long as $0< M\leq N$, $$\sup_{x\in {\mathbb R}} |S(x)-\rho(M) T(x)| \leq N(\rho(M)-\rho(N)) + 10 M \sqrt{N}.$$ Proof is by circle method; set $E(x)=\rho(M)T(x)-S(x)$. Three steps are

$|E(a/q)|\leq N(\rho(M)-\rho(N))+2Mq$, the hard one;
$|E(a/q+\beta)| \leq N(\rho(M)-\rho(N))+2Mq +2\pi|\beta|NMq$;
$|E(x)| \leq N(\rho(M)-\rho(N))+NM\sqrt{N}$.

Main Lemma: By Main Engine, $\Delta:=|I-\rho(M)I_0|$ is at most $(N(\rho(M)-\rho(N))+10M\sqrt{N})|A|$. By Lemmata, $\Delta$ is at least $|A|(\rho(M)\rho(N)N/4-1)$. Therefore, $$\rho(N)\rho(M)\leq 4(\rho(M)-\rho(N))+50M/\sqrt{N}.$$

Conclusion: Let $N\to\infty$ and then $M\to\infty$ to get $\rho^2\leq 0$.

The step labeled "the hard one" in the Main Engine is tricky, and uses the fact that we can restrict $A$ to arithmetic progressions and still get a 3-free set. The length of the progressions we restrict to is connected to $M$.

I suppose the point is that a write-up can be almost arbitrarily short or extremely long, depending on what the reader can be trusted to fill in.